SEC Form 4 · accession 0001209191-18-057745
Mellanox Technologies, Ltd. · MLNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amal M Johnson
Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 8, 2018 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Nov 7, 2018 | M | 5,714 | $11.74 | A | 48,114 | D | |
| Ordinary SharesF1,F2 | Nov 7, 2018 | S | 5,714 | $90.00 | D | 42,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F3 | $11.74 | Nov 7, 2018 | M | 5,714 | D | — | May 19, 2019 | Ordinary Shares | 5,714 | 5,714 | D |
Explanation of responses
- F1The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Includes 2,800 unvested Restricted Share Units (RSU's). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU.
- F3The shares exercised pursuant to this option are fully vested and exerciseable.