SEC Form 4 · accession 0001179110-18-012679
SELECT MEDICAL HOLDINGS CORP · SEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S. Ely III
Director
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2018 | M | 6,000 | $10.00 | A | 101,865 | D | |
| Common Stock | Nov 6, 2018 | M | 3,000 | $10.00 | A | 104,865 | D | |
| Common Stock | Nov 6, 2018 | S | 9,000 | $20.00 | D | 95,865 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $10.00 | Nov 6, 2018 | M | 6,000 | D | — | Nov 12, 2018 | Common Stock | 3,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $10.00 | Nov 6, 2018 | M | 3,000 | D | — | Aug 11, 2019 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The Non-Qualified Stock option vested in five equal annual installments which began on November 13, 2008. The option was fully exercisable as of November 13, 2013.
- F2The Non-Qualified Stock option vested in five equal annual installments which began on August 12, 2009. The option was fully exercisable as of August 12, 2014.