SEC Form 4 · accession 0001683168-18-003313

AGNT, Inc. · AGNT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 6, 2018

Accepted (ET)

Nov 8, 2018 · 7:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001495932

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 6, 2018	M	6,123	$1.76	A	6,123	D
Common Stock^F2	Nov 6, 2018	S	6,123	$12.58	D	0	D
Common Stock	Nov 7, 2018	M	800	$1.76	A	800	D
Common Stock	Nov 7, 2018	S	800	$12.50	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$1.76	Nov 6, 2018	M	6,123	D	—	Jul 20, 2026	Common Stock	6,123	1,288,877	D
Stock Option (Right to Buy)^F3	$1.76	Nov 7, 2018	M	800	D	—	Jul 20, 2026	Common Stock	800	1,288,077	D

F1The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.80, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
F3The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.