SEC Form 4 · accession 0001102993-18-000149

LIVEPERSON INC · LPSN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, General Counsel

Period of report

Nov 6, 2018

Accepted (ET)

Nov 8, 2018 · 5:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001102993

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Nov 6, 2018	S	8,245	$22.07	D	31,604	D
Common Stock^F1	Nov 6, 2018	M	8,017	$1.79	A	39,621	D
Common Stock^F1,F2	Nov 6, 2018	S	8,017	$22.07	D	31,604	D
Common Stock^F1	Nov 7, 2018	M	4,733	$1.79	A	36,337	D
Common Stock^F1	Nov 7, 2018	S	4,733	$22.00	D	31,604	D
Common Stock^F1	Nov 7, 2018	M	4,250	$1.79	A	35,854	D
Common Stock^F1	Nov 7, 2018	S	4,250	$22.00	D	31,604	D
Common Stock^F1	Nov 7, 2018	S	11,478	$22.00	D	20,126	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$1.79	Nov 6, 2018	M	17,000	D	—	Mar 6, 2019	Common Stock	17,000	0	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2018.
F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.26, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3The option is fully vested and currently exercisable.