SEC Form 4 · accession 0001127602-18-032604
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger G. Eaton
Officer — CEO, KFC
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 12:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2018 | M | 120,564 | $35.10 | A | 160,726 | D | |
| Common Stock | Nov 8, 2018 | D | 75,741 | $90.70 | D | 84,985 | D | |
| Common Stock | Nov 8, 2018 | S | 44,823 | $90.54 | D | 40,162 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $35.10 | Nov 8, 2018 | M | 120,564 | D | Feb 4, 2012 | Feb 4, 2021 | Common Stock | 120,564 | 0 | D |