SEC Form 4 · accession 0000099780-18-000201
TRINITY INDUSTRIES INC · TRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J. Diez
Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 8, 2018 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000099780
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Trinity Stock UnitsF1 | $0.00 | Nov 7, 2018 | A | 2,902 | A | — | — | Common Stock | 2,902 | 2,902 | D |
Explanation of responses
- F1Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest on May 7, 2019.