SEC Form 4 · accession 0001562180-18-004463
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C Morrison
Officer — SR. V.P. and C.F.O.
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 8:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2018 | M | 6,800 | $10.02 | A | 402,853 | D | |
| Common Stock | Nov 7, 2018 | F | 1,396 | $48.84 | D | 401,457 | D | |
| Common StockF2 | holding | — | — | — | 8,313 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 100 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $10.02 | Nov 7, 2018 | M | 6,800 | D | — | Jan 28, 2019 | Common Stock | 6,800 | 0 | D |
Explanation of responses
- F1Exercise of Incentive Stock Options (ISOs).
- F2Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F3Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.