SEC Form 4 · accession 0001567619-18-005421
MCDONALDS CORP · MCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Henry
Officer — EVP - Chief Info. Officer
Period of report
Nov 7, 2018
Accepted (ET)
Nov 8, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2018 | M | 4,295 | $0.00 | A | 4,295 | D | |
| Common Stock | Nov 7, 2018 | F | 1,259 | $184.25 | D | 3,036 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 7, 2018 | M | 4,295 | D | — | — | Common Stock | 4,295 | 8,588 | D |
| Phantom StockF5,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 42 | 42 | I |
Explanation of responses
- F1Each restricted stock unit represents a right to acquire one share of McDonald's Corporation common stock.
- F2On November 7, 2017, Mr. Henry was granted 12,883 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
- F3Each share of phantom stock represents a right to receive the cash value of one share of McDonald's Corporation common stock.
- F4Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.
- F5Includes shares acquired through dividend reinvestment.