SEC Form 4 · accession 0001340317-18-000045
LiveRamp Holdings, Inc. · RAMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F. Arra
Officer — PRESIDENT AND CCO
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000733269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $.10 PAR VALUE | Nov 8, 2018 | M | 11,000 | $0.085 | A | 215,513 | D | |
| COMMON STOCK, $.10 PAR VALUE | Nov 8, 2018 | M | 33,002 | $2.58 | A | 248,515 | D | |
| COMMON STOCK, $.10 PAR VALUEF1 | Nov 8, 2018 | S | 8,363 | $47.01 | D | 240,152 | D | |
| COMMON STOCK, $.10 PAR VALUE | holding | — | — | — | 1,147 | I | BY MANAGED ACCOUNT 1 | |
| COMMON STOCK, $.10 PAR VALUE | holding | — | — | — | 232 | I | BY MANAGED ACCOUNT 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $0.085 | Nov 8, 2018 | M | 11,000 | D | Aug 24, 2013 | Jul 23, 2023 | COMMON STOCK, $.10 PAR VALUE | 11,000 | 0 | D |
| Incentive Stock Option (right to buy) | $2.58 | Nov 8, 2018 | M | 33,002 | D | Jan 21, 2018 | Jan 20, 2024 | COMMON STOCK, $.10 PAR VALUE | 33,002 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.69 to $47.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.