Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jun 13, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

281 filings · trading day Jun 13, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 11, 2018 AXForm 4 →	Jun 13, 11:04 am EDT	CEL SCI CORPCVM	Geert R KerstenCEO, Director	308,519	$208,333.20	$64,274,750,514	1,405,863	—
Jun 8, 2018 PForm 4 →	Jun 12, 8:05 pm EDT	MINDBODY, Inc.MB	Luxor Capital Group, LP +610% Owner	124,250,000	$100.26	$12,457,481,750	2,627,000	—
Jun 11, 2018 AXForm 4 →	Jun 13, 11:22 am EDT	CEL SCI CORPCVM	Patricia B PrichepSr. V.P. Operations	13,100	$20,833.97	$272,925,022	388,234	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:19 pm EDT	COMMVAULT SYSTEMS INCCVLT	Gary MerrillChief Accounting Officer	19,819	$45.44	$900,575	2,831	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:54 pm EDT	OCEANFIRST FINANCIAL CORPOCFC	Joseph Lebel IIIOther	30,750	$16.60	$510,600	4,875	—
Jun 8, 2018 JOForm 4 →	Jun 13, 2:53 pm EDT	SHOAL GAMES LTD.SGLDF	Pendinas Ltd10% Owner	900,000	$0.5029	$452,610	0	—	late
Jun 11, 2018 MForm 4 →	Jun 12, 4:03 pm EDT	Michael Kors Holdings LtdKORS	Krista A McDonoughSVP, General Counsel	12,100	$20.00	$242,000	0	—
Jun 8, 2018 OForm 4 →	Jun 13, 2:28 pm EDT	SHOAL GAMES LTD.SGLDF	Tryon M WilliamsExecutive Chairman, Director, 10% Owner	200,000	$0.52	$104,000	0	—	late
Jun 8, 2018 MForm 4 →	Jun 12, 6:01 pm EDT	Jounce Therapeutics, Inc.JNCE	Elizabeth TrehuChief Medical Officer	24,875	$4.02	$99,997	217,385	—
Jun 8, 2018 AFMForm 4 →	Jun 12, 5:21 pm EDT	HOVNANIAN ENTERPRISES INCHOV	Ara K HovnanianChairman of Bd., Pres. & CEO, Director, 10% Owner	756,235	$2.01	$91,624	1,258,749	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:38 pm EDT	NORFOLK SOUTHERN CORPNSC	Steven F LeerDirector	510	$155.68	$79,424	72,187	—
Jun 8, 2018 PForm 4 →	Jun 12, 4:05 pm EDT	Surna Inc.SRNA	Chris BechtelCEO/President, Director	781,250	$0.065	$50,781	3,631,250	—
Jun 8, 2018 JForm 4 →	Jun 13, 3:02 pm EDT	SHOAL GAMES LTD.SGLDF	Jason Miles JM WilliamsChief Executive Officer, Director	100,000	$0.5029	$50,290	0	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 4:59 pm EDT	SONOCO PRODUCTS COSON	Robert C TiedePresident & CEO	702	$53.19	$37,361	31,539	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:20 pm EDT	SONOCO PRODUCTS COSON	Harris E Deloach Jr.Director	666	$53.19	$35,414	53,077	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:38 pm EDT	NORFOLK SOUTHERN CORPNSC	Daniel A CarpDirector	199	$155.55	$31,028	36,569	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:33 pm EDT	SONOCO PRODUCTS COSON	Kevin P MahoneySR VP CORP. PLANNING	580	$53.19	$30,845	64,784	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:38 pm EDT	NORFOLK SOUTHERN CORPNSC	Michael D LockhartDirector	175	$155.68	$27,279	24,667	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:38 pm EDT	SONOCO PRODUCTS COSON	James M MicaliDirector	398	$53.19	$21,170	52,026	—
May 31, 2018 AForm 4 →	Jun 13, 1:28 pm EDT	MAGELLAN GOLD CorpMAGE	John C PowerDirector	1,000,000	$0.02	$20,000	1,000,000	—	late
Jun 12, 2018 AForm 4 →	Jun 13, 12:47 pm EDT	PPG INDUSTRIES INCPPG	Victoria F HaynesDirector	189	$103.53	$19,569	42,449	—
Jun 12, 2018 AForm 4 →	Jun 13, 12:40 pm EDT	PPG INDUSTRIES INCPPG	James G BergesDirector	155	$103.53	$16,032	35,782	—
Jun 12, 2018 AForm 4 →	Jun 13, 12:57 pm EDT	PPG INDUSTRIES INCPPG	Michele J HooperDirector	140	$103.53	$14,445	32,240	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:46 pm EDT	SONOCO PRODUCTS COSON	Roger P SchrumVP Invstr Rel & Corp Affairs	271	$53.19	$14,436	17,495	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:08 pm EDT	SONOCO PRODUCTS COSON	Pamela Lewis DaviesDirector	270	$53.19	$14,372	35,314	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:02 pm EDT	SONOCO PRODUCTS COSON	Thomas E WhiddonDirector	270	$53.19	$14,367	35,314	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:41 pm EDT	SONOCO PRODUCTS COSON	Marc D OkenDirector	270	$53.19	$14,335	35,237	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:40 pm EDT	NORFOLK SOUTHERN CORPNSC	Thomas D Bell Jr.Director	90	$155.44	$14,032	19,579	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:38 pm EDT	NORFOLK SOUTHERN CORPNSC	Wesley G BushDirector	78	$155.70	$12,185	10,604	—
Jun 12, 2018 AForm 4 →	Jun 13, 12:35 pm EDT	PPG INDUSTRIES INCPPG	Stephen F AngelDirector	117	$103.53	$12,067	25,705	—
Jun 12, 2018 MForm 4 →	Jun 13, 11:42 am EDT	EMC INSURANCE GROUP INCEMCI	Rodney Dale HansonSr. Vice President	500	$16.27	$8,135	2,500	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:44 pm EDT	SONOCO PRODUCTS COSON	Barry L SaundersSr VP, CFO	142	$53.19	$7,553	4,851	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:28 pm EDT	SONOCO PRODUCTS COSON	John R HaleyDirector	139	$53.19	$7,399	18,184	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:06 pm EDT	SONOCO PRODUCTS COSON	R. Howard CokerSVP Rigid Paper/E Carriers Int	136	$53.19	$7,234	4,325	—
Jun 12, 2018 AForm 4 →	Jun 13, 12:44 pm EDT	PPG INDUSTRIES INCPPG	John V FaraciDirector	64	$103.53	$6,627	13,563	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:47 pm EDT	SONOCO PRODUCTS COSON	Marcy J ThompsonVP,Marketing&Innovations	118	$53.19	$6,276	2,522	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:29 pm EDT	SONOCO PRODUCTS COSON	James A. Harrell IIIVP Tubes,Cores USA,CND	118	$53.19	$6,266	3,038	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:32 pm EDT	DUN & BRADSTREET CORP/NWDNB	James N FernandezDirector	125	$49.25	$6,146	32,096	—
Jun 6, 2018 AForm 4 →	Jun 13, 12:57 pm EDT	Advanzeon Solutions, Inc.CHCR	Stephen M. KreitzerDirector	40,000	$0.15	$6,000	1,240,000	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 4:36 pm EDT	SONOCO PRODUCTS COSON	Allan H McLelandVP Human Resources	112	$53.19	$5,931	2,503	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:38 pm EDT	NORFOLK SOUTHERN CORPNSC	John R ThompsonDirector	36	$155.44	$5,643	7,873	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:38 pm EDT	NORFOLK SOUTHERN CORPNSC	Martin H. NesbittDirector	36	$155.44	$5,643	7,873	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:38 pm EDT	NORFOLK SOUTHERN CORPNSC	Amy E MilesDirector	36	$155.44	$5,643	7,873	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:04 pm EDT	SONOCO PRODUCTS COSON	Harry A CockrellDirector	87	$53.19	$4,649	11,428	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:03 pm EDT	SONOCO PRODUCTS COSON	Vicki B ArthurSVP Plastic Pkg/Protective	78	$53.19	$4,165	2,945	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:03 pm EDT	SONOCO PRODUCTS COSON	Adam WoodVP Paper&Ind EMEA,Asia,ANZ	75	$53.19	$3,984	821	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:34 pm EDT	SONOCO PRODUCTS COSON	Blythe J McGarvieDirector	66	$53.19	$3,511	8,627	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:39 pm EDT	SONOCO PRODUCTS COSON	Sundaram NagarajanDirector	61	$53.19	$3,239	7,963	—
Jun 11, 2018 MForm 4 →	Jun 12, 6:35 pm EDT	SIRIUS XM HOLDINGS INC.(SIRI)	Joan Lordi AmbleDirector	35,000	$0.09	$3,150	40,000	—
Jun 11, 2018 AForm 4 →	Jun 12, 5:29 pm EDT	FRANKLIN RESOURCES INCBEN	Mark C PigottDirector	87	$34.30	$3,000	42,296	—
Jun 11, 2018 AForm 4 →	Jun 12, 6:49 pm EDT	FRANKLIN RESOURCES INCBEN	Geoffrey Y YangDirector	87	$34.30	$3,000	19,967	—
Jun 11, 2018 AForm 4 →	Jun 13, 1:28 pm EDT	FRANKLIN RESOURCES INCBEN	Laura SteinDirector	87	$34.30	$3,000	21,317	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:31 pm EDT	SONOCO PRODUCTS COSON	Richard G KyleDirector	45	$53.19	$2,367	5,812	—
Jun 12, 2018 AForm 4 →	Jun 13, 1:06 pm EDT	PPG INDUSTRIES INCPPG	Michael W LamachDirector	21	$103.53	$2,212	3,710	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:23 pm EDT	SONOCO PRODUCTS COSON	John M FlorenceVP, Gnl Council, Secretary	34	$53.19	$1,782	143	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:38 pm EDT	NORFOLK SOUTHERN CORPNSC	Mitchell E DanielsDirector	11	$155.44	$1,742	2,430	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:38 pm EDT	NORFOLK SOUTHERN CORPNSC	Marcela E DonadioDirector	11	$155.44	$1,742	2,430	—
Jun 11, 2018 AForm 4 →	Jun 12, 5:36 pm EDT	FRANKLIN RESOURCES INCBEN	Peter K BarkerDirector	44	$34.30	$1,500	16,472	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:01 pm EDT	SONOCO PRODUCTS COSON	Julie C AlbrechtVP, Treasurer/Assistant CFO	22	$53.19	$1,160	107	—
Jun 12, 2018 AForm 4 →	Jun 13, 12:51 pm EDT	PPG INDUSTRIES INCPPG	Melanie HealeyDirector	10	$103.53	$1,014	2,263	—
Jun 12, 2018 AForm 4 →	Jun 13, 12:54 pm EDT	PPG INDUSTRIES INCPPG	Gary R. HemingerDirector	9	$103.53	$983	968	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:28 pm EDT	DUN & BRADSTREET CORP/NWDNB	Langenfeld Cynthia K ChristyDirector	19	$49.25	$938	4,897	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:26 pm EDT	SONOCO PRODUCTS COSON	Philippe GuillemotDirector	16	$53.19	$840	2,062	—
Jun 11, 2018 AFForm 4 →	Jun 12, 5:07 pm EDT	COMCAST CORPCMCSA	Maritza Gomez MontielDirector	2,917	$32.00	$832	2,865	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:38 pm EDT	NORFOLK SOUTHERN CORPNSC	Jennifer F. ScanlonDirector	5	$155.44	$724	1,010	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:02 pm EDT	Ingersoll-Rand plcIR	Marcia J AvedonSenior Vice President	10,460	—	—	0	—
Jun 9, 2018 MForm 4 →	Jun 12, 4:04 pm EDT	HARMONIC INCHLIT	Sanjay KalraChief Financial Officer	16,667	—	—	33,333	—
Mar 22, 2018 AForm 4 →	Jun 12, 4:07 pm EDT	PeerStream, Inc.PEER	Eric SackowitzChief Technology Officer	15,000	—	—	15,000	—	late
Jun 8, 2018 MForm 4 →	Jun 12, 4:07 pm EDT	HARMONIC INCHLIT	William F ReddersenDirector	9,040	—	—	0	—
Jun 10, 2018 MForm 4 →	Jun 12, 4:07 pm EDT	US ECOLOGY, INC.ECOL	Simon G BellEVP & COO	7,887	—	—	7,920	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:09 pm EDT	Tower International, Inc.TOWR	Thomas K BrownDirector	110	—	—	7,078	—
Jun 8, 2018 JForm 4 →	Jun 12, 4:12 pm EDT	KFORCE INCKFRC	Ann E. DunwoodyDirector	28	—	—	8,249	—
Jun 8, 2018 JForm 4 →	Jun 12, 4:12 pm EDT	KFORCE INCKFRC	Richard M CocchiaroDirector	28	—	—	8,249	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:12 pm EDT	Tower International, Inc.TOWR	James N ChapmanDirector	86	—	—	4,208	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:13 pm EDT	Allena Pharmaceuticals, Inc.ALNA	Andrew A. F. HackDirector	20,364	—	—	20,364	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:15 pm EDT	LANDSTAR SYSTEM INCLSTR	Patrick J O'MalleyVP, CCO, CMO	4,200	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:15 pm EDT	Allena Pharmaceuticals, Inc.ALNA	Robert AlexanderDirector	10,182	—	—	10,182	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:15 pm EDT	Tower International, Inc.TOWR	Alison Davis-BlakeDirector	79	—	—	4,208	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:16 pm EDT	Allena Pharmaceuticals, Inc.ALNA	Axel BolteDirector	10,182	—	—	10,182	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:17 pm EDT	CATO CORPCATO	John P D CatoCHAIRMAN/PRESIDENT/CEO, Director	8,051	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:18 pm EDT	LivaNova PLCLIVN	Damien McDonaldCEO	43,557	—	—	172,182	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:18 pm EDT	Allena Pharmaceuticals, Inc.ALNA	Gino SantiniDirector	10,182	—	—	10,182	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:18 pm EDT	Tower International, Inc.TOWR	Frank E. English Jr.Director	86	—	—	4,208	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:19 pm EDT	HP INCHPQ	Tracy S KeoghChief HR Officer	117,275	—	—	117,276	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:19 pm EDT	Allena Pharmaceuticals, Inc.ALNA	Robert I TepperDirector, 10% Owner	10,182	—	—	10,182	—
Jun 8, 2018 JForm 4 →	Jun 12, 4:19 pm EDT	KFORCE INCKFRC	Randall MehlDirector	13	—	—	3,730	—
Jun 8, 2018 JForm 4 →	Jun 12, 4:20 pm EDT	KFORCE INCKFRC	Elaine RosenDirector	47	—	—	13,769	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:21 pm EDT	Allena Pharmaceuticals, Inc.ALNA	James N TopperDirector, 10% Owner	10,182	—	—	10,182	—
Jun 8, 2018 JForm 4 →	Jun 12, 4:22 pm EDT	KFORCE INCKFRC	Ralph StruzzieroDirector	47	—	—	13,769	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:23 pm EDT	Tower International, Inc.TOWR	Dev KapadiaDirector	86	—	—	4,208	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:24 pm EDT	CASS INFORMATION SYSTEMS INCCASS	Gary B LangfittCOO Utilities	7,491	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:25 pm EDT	Tower International, Inc.TOWR	Mark MalcolmDirector	33	—	—	4,208	—
Jun 11, 2018 JForm 4 →	Jun 12, 4:26 pm EDT	DETERMINE, INC.DTRM	Neil S Subin10% Owner	58,607	—	—	72,884	—
Jun 9, 2018 MForm 4 →	Jun 12, 4:26 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	David BryanDirector	1,196	—	—	1,196	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:27 pm EDT	Midwest Energy Emissions Corp.MEEC	John PavlishSenior VP/Chief Tech Officer	6,875	—	—	6,875	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:28 pm EDT	Tower International, Inc.TOWR	Nanette DudekVP Legal Affairs & Compliance	11	—	—	1,837	—
Jun 9, 2018 MForm 4 →	Jun 12, 4:29 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Joseph Edwin FergusonDirector	1,196	—	—	1,196	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:30 pm EDT	NTN BUZZTIME INCNTN	Steve MitgangDirector	400	—	—	400	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:30 pm EDT	NTN BUZZTIME INCNTN	Paul YanoverDirector	400	—	—	400	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:30 pm EDT	NTN BUZZTIME INCNTN	Richard Isaac SimtobDirector	400	—	—	400	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:30 pm EDT	NTN BUZZTIME INCNTN	Gregory Matthew ThomasDirector	400	—	—	400	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:30 pm EDT	Tower International, Inc.TOWR	Mark R. FlynnSVP, Global Human Resources	15	—	—	3,444	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:30 pm EDT	PDL BIOPHARMA, INC.PDLI	John Peter McLaughlinCEO	1,922,100	—	—	1,922,100	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:31 pm EDT	TransDigm Group INCTDG	James SkulinaExecutive Vice President	10,000	—	—	25,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:31 pm EDT	PDL BIOPHARMA, INC.PDLI	Peter S GarciaVice President, CFO	694,900	—	—	694,900	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:31 pm EDT	PDL BIOPHARMA, INC.PDLI	Christopher Lewis StoneVP, Gen. Counsel & Secretary	700,500	—	—	700,500	—
Jun 11, 2018 AForm 4 →	Jun 12, 4:31 pm EDT	ITERIS, INC.ITI	Laura L SiegalDirector	4,180	—	—	4,180	—
Jun 11, 2018 AForm 4 →	Jun 12, 4:32 pm EDT	QAD INCQADA, QADB	Karl F LopkerCEO, Director, 10% Owner	190,000	—	—	190,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:33 pm EDT	Tower International, Inc.TOWR	James C GouinChief Executive Officer	315	—	—	57,386	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:33 pm EDT	Midwest Energy Emissions Corp.MEEC	James TrettelVice President of Operations	6,250	—	—	6,250	—	amended
Jun 11, 2018 AForm 4 →	Jun 12, 4:35 pm EDT	EASTMAN KODAK COKODK	Eric-Yves MaheSenior Vice President	19,231	—	—	0	—	amended
Jun 11, 2018 AForm 4 →	Jun 12, 4:36 pm EDT	QAD INCQADA, QADB	Pamela M LopkerPresident, Director, 10% Owner	190,000	—	—	190,000	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:37 pm EDT	LEXICON PHARMACEUTICALS, INC.LXRX	James F TessmerVP, Finance & Accounting	10,000	—	—	11,428	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:37 pm EDT	Tower International, Inc.TOWR	Gregory B. GuastellaChief Accounting Officer	2	—	—	383	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:38 pm EDT	Atkore International Group Inc.ATKR	John Patrick WilliamsonPresident and CEO, Director	100,000	—	—	50,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:40 pm EDT	Midwest Energy Emissions Corp.MEEC	Richard H GrossVP and Chief Financial Officer	4,687	—	—	4,687	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:40 pm EDT	Tower International, Inc.TOWR	Jeffrey L KerstenEVP & CFO	72	—	—	12,912	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:42 pm EDT	AxoGen, Inc.AXGN	Robert James RudeliusDirector	12,000	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:43 pm EDT	Tower International, Inc.TOWR	Paer MalmhagenPresident	338	—	—	57,386	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:44 pm EDT	UGI CORP /PA/UGI	John L WalshPresident & CEO, Director	25,000	—	—	0	—
May 31, 2018 AForm 4 →	Jun 12, 4:45 pm EDT	SANUWAVE Health, Inc.SNWW	Shri P. ParikhPresident	2,000,000	—	—	2,000,000	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 4:45 pm EDT	Tower International, Inc.TOWR	Michael RajkovicEVP & COO	93	—	—	13,677	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:46 pm EDT	HEALTHEQUITY INCHQY	Angelique Christine HillExec VP, Operations	8,000	—	—	1,900	—
Jun 11, 2018 AForm 4 →	Jun 12, 4:47 pm EDT	FEDEX CORPFDX	Mark R AllenEVP GENL COUNSEL/SECTY	14,380	—	—	14,380	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:48 pm EDT	GALECTIN THERAPEUTICS INCGALT	Jack W CallicuttChief Financial Officer	120,000	—	—	18,000	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:49 pm EDT	Premier, Inc.PINC	Kelli L. PriceSr. VP of People	4,000	—	—	25,745	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:50 pm EDT	GALECTIN THERAPEUTICS INCGALT	Harold H. ShlevinChief Operating Officer	79,294	—	—	8,706	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:51 pm EDT	GALECTIN THERAPEUTICS INCGALT	Peter G TraberPresident & CEO	70,000	—	—	150,000	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:51 pm EDT	ZILLOW GROUP, INC.Z AND ZG	Kathleen PhilipsChief Legal Officer	113,724	—	—	0	—
Jun 11, 2018 AForm 4 →	Jun 12, 4:52 pm EDT	FEDEX CORPFDX	David J BronczekPresident/COO	24,575	—	—	24,575	—
Jun 8, 2018 AForm 4 →	Jun 12, 4:55 pm EDT	BlueLinx Holdings Inc.BXC	Mitchell B LewisPRESIDENT AND CEO, Director	30,716	—	—	30,716	—
Jun 11, 2018 AForm 4 →	Jun 12, 4:56 pm EDT	FEDEX CORPFDX	Robert B CarterEVP / Chief Info Officer	14,380	—	—	14,380	—
Jun 12, 2018 MForm 4 →	Jun 12, 4:56 pm EDT	Virtu Financial, Inc.VIRT	Douglas A CifuChief Executive Officer, Director	99,218	—	—	207,448	—
Jun 8, 2018 AForm 4/A →	Jun 12, 4:57 pm EDT	Midwest Energy Emissions Corp.MEEC	James TrettelVice President of Operations	6,250	—	—	6,250	—
Jun 8, 2018 MForm 4 →	Jun 12, 4:58 pm EDT	VAIL RESORTS INCMTN	Robert A KatzChief Exec.Officer & Chairman, Director	231,883	—	—	0	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:58 pm EDT	ZILLOW GROUP, INC.Z AND ZG	Jennifer RockInterim CFO	1,447	—	—	8,751	—
Jun 11, 2018 MForm 4 →	Jun 12, 4:59 pm EDT	RITCHIE BROS AUCTIONEERS INCRBA	Karl William WernerCh. Op. & Supp. Dev. Officer	4,757	—	—	0	—
Jun 11, 2018 AForm 4 →	Jun 12, 4:59 pm EDT	FEDEX CORPFDX	Donald F ColleranEVP/Chief Sales Officer	9,185	—	—	9,185	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:00 pm EDT	Arcus Biosciences, Inc.RCUS	Jennifer JarrettSee Remarks	161,114	—	—	161,114	—
Jun 8, 2018 MForm 4 →	Jun 12, 5:01 pm EDT	VAIL RESORTS INCMTN	Michael Z BarkinEVP & Chief Financial Officer	5,656	—	—	10,860	—
Jun 10, 2018 AForm 4 →	Jun 12, 5:01 pm EDT	Horizon Pharma plcHZNP	Miles W McHughSr VP & Princ. Acctg Officer	10,000	—	—	10,000	—
Jun 11, 2018 AForm 4 →	Jun 12, 5:02 pm EDT	FEDEX CORPFDX	David L Cunningham Jr.President / CEO FedEx Express	18,695	—	—	18,695	—
Jun 8, 2018 MForm 4 →	Jun 12, 5:03 pm EDT	VAIL RESORTS INCMTN	James C. O'DonnellEVP, Hospitality, Retail & RE	3,257	—	—	1,497	—
Jun 8, 2018 MForm 4 →	Jun 12, 5:04 pm EDT	Koppers Holdings Inc.KOP	Louann E Tronsberg-DeihleTreasurer	21,023	—	—	4,268	—
Jun 11, 2018 AForm 4 →	Jun 12, 5:05 pm EDT	FEDEX CORPFDX	Michael L DuckerPresident & CEO/FedEx Freight	9,185	—	—	9,185	—
Jun 8, 2018 MForm 4 →	Jun 12, 5:07 pm EDT	POLARIS INDUSTRIES INC/MNPII	Michael D. DoughertyPresident-International	15,000	—	—	0	—
Jun 11, 2018 AForm 4 →	Jun 12, 5:08 pm EDT	FEDEX CORPFDX	Alan B Graf Jr.EVP CHIEF FINANCIAL OFF	14,380	—	—	14,380	—
Jun 11, 2018 AForm 4 →	Jun 12, 5:11 pm EDT	FEDEX CORPFDX	Henry J MaierPresident and CEO/FedEx Ground	9,960	—	—	9,960	—
Jun 10, 2018 AForm 4 →	Jun 12, 5:11 pm EDT	NEOPHOTONICS CORPNPTN	Timothy Storrs JenksCEO, Director	90,000	—	—	90,000	—
Jun 10, 2018 AForm 4 →	Jun 12, 5:12 pm EDT	NEOPHOTONICS CORPNPTN	Elizabeth Lynne EbySVP, CFO	39,000	—	—	39,000	—
Jun 8, 2018 MForm 4 →	Jun 12, 5:12 pm EDT	HANCOCK WHITNEY CORPHWC	Eric J NickelsenDirector	1,881	—	—	0	—
Jun 10, 2018 AForm 4 →	Jun 12, 5:12 pm EDT	NEOPHOTONICS CORPNPTN	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	36,000	—	—	36,000	—
Jun 10, 2018 AForm 4 →	Jun 12, 5:13 pm EDT	NEOPHOTONICS CORPNPTN	Chiyue cheungChief Operating Officer	36,000	—	—	36,000	—
Jun 11, 2018 AForm 4 →	Jun 12, 5:13 pm EDT	CASI Pharmaceuticals, Inc.CASI	Wei-Wu HeDirector, 10% Owner	1,000,000	—	—	1,000,000	—
Jun 11, 2018 CForm 4 →	Jun 12, 5:15 pm EDT	Bandwidth Inc.BAND	Henry R. KaestnerDirector, 10% Owner	325,000	—	—	2,056,902	—
Jun 11, 2018 AForm 4 →	Jun 12, 5:15 pm EDT	FEDEX CORPFDX	John L MerinoCVP PRIN ACCT OFFICER	3,820	—	—	3,820	—
Jun 11, 2018 AForm 4 →	Jun 12, 5:17 pm EDT	FEDEX CORPFDX	Frederick W SmithChairman/CEO, Director	115,890	—	—	115,890	—
Jun 8, 2018 MForm 4 →	Jun 12, 5:18 pm EDT	ACI WORLDWIDE, INC.ACIW	Jan SuwinskiDirector	60,000	—	—	0	—
Jun 11, 2018 AForm 4 →	Jun 12, 5:21 pm EDT	FEDEX CORPFDX	Rajesh SubramaniamEVP/Chief Mkt & Comm Officer	9,185	—	—	9,185	—
Jun 8, 2018 AMForm 4 →	Jun 12, 5:22 pm EDT	HOVNANIAN ENTERPRISES INCHOV	J Larry SorsbyExec. VP and CFO, Director	350,000	—	—	45,000	—
Jun 8, 2018 AMForm 4 →	Jun 12, 5:22 pm EDT	HOVNANIAN ENTERPRISES INCHOV	Lucian T. SmithChief Operating Officer	55,000	—	—	45,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:23 pm EDT	HOVNANIAN ENTERPRISES INCHOV	Brad G O'ConnorVP & Chief Accounting Officer	25,000	—	—	25,000	—
Jun 11, 2018 MForm 4 →	Jun 12, 5:25 pm EDT	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	3,800	—
Jun 8, 2018 MForm 4 →	Jun 12, 5:40 pm EDT	CERUS CORPCERS	Gail SchulzeDirector	52,500	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 5:43 pm EDT	UDR, Inc.UDR	Warren L TroupeSenior Exec VP	75,000	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:46 pm EDT	TE Connectivity Ltd.TEL	Mario CalastriSVP & Treasurer	19	—	—	4,122	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:46 pm EDT	TE Connectivity Ltd.TEL	Terrence R CurtinChief Exec. Officer & Director, Director	12	—	—	2,834	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:46 pm EDT	TE Connectivity Ltd.TEL	John S JenkinsEVP & General Counsel	20	—	—	4,389	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:46 pm EDT	TE Connectivity Ltd.TEL	Shadrak W KroegerPres., Communications Solution	1	—	—	424	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:46 pm EDT	TE Connectivity Ltd.TEL	Joan WainwrightPres., Channel & Customer Exp.	45	—	—	9,822	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:46 pm EDT	TE Connectivity Ltd.TEL	Robert J OttSr VP & Corporate Controller	1	—	—	376	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:46 pm EDT	TE Connectivity Ltd.TEL	Kevin N RockPresident, Industrial Solution	54	—	—	12,077	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:46 pm EDT	TE Connectivity Ltd.TEL	Eric ReschSr VP & Chief Tax Officer	1	—	—	376	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:46 pm EDT	TE Connectivity Ltd.TEL	Heath A MittsEVP & Chief Financial Officer	268	—	—	59,400	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:46 pm EDT	TE Connectivity Ltd.TEL	Tim MurphySVP & CHRO	3	—	—	533	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:47 pm EDT	TE Connectivity Ltd.TEL	Steven T MerktPresident, Transportation Sol.	143	—	—	31,656	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:47 pm EDT	TE Connectivity Ltd.TEL	Thomas J LynchDirector	36	—	—	8,042	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:53 pm EDT	CytoDyn Inc.CYDY	Jordan G NaydenovDirector	100,000	—	—	100,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:54 pm EDT	CytoDyn Inc.CYDY	Carl DockeryDirector	100,000	—	—	100,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:54 pm EDT	CytoDyn Inc.CYDY	Scott A. KellyDirector	100,000	—	—	100,000	—
Jun 11, 2018 MForm 4 →	Jun 12, 5:54 pm EDT	GLYCOMIMETICS INCGLYC	Brian M. HahnCFO	5,260	—	—	5,260	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:55 pm EDT	CytoDyn Inc.CYDY	Gregory A GouldDirector	100,000	—	—	100,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:56 pm EDT	CytoDyn Inc.CYDY	Denis R BurgerDirector	100,000	—	—	100,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:58 pm EDT	CytoDyn Inc.CYDY	Anthony CaraccioloExecutive Chairman, Director	950,000	—	—	950,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 5:58 pm EDT	CytoDyn Inc.CYDY	Alan Bruce MontgomeryDirector	100,000	—	—	100,000	—
Jun 11, 2018 MForm 4 →	Jun 12, 6:00 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	Daniel MaloneVice President & Controller	5,000	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 6:01 pm EDT	National Bank Holdings CorpNBHC	Ralph W ClermontDirector	10,000	—	—	18,333	—
Jun 8, 2018 AForm 4 →	Jun 12, 6:02 pm EDT	CytoDyn Inc.CYDY	Nader PourhassanPresident and CEO, Director	350,000	—	—	350,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 6:02 pm EDT	CytoDyn Inc.CYDY	Michael D. MulhollandCFO, Treasurer and Secretary	350,000	—	—	350,000	—
Jun 8, 2018 MForm 4 →	Jun 12, 6:05 pm EDT	Opko Health, Inc.OPK	Adam LogalSr. Vice President, CFO	75,000	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 12, 6:08 pm EDT	BlueLinx Holdings Inc.BXC	Ronald K. HerrinVP, Procurement	904	—	—	904	—
Jun 8, 2018 AForm 4 →	Jun 12, 6:09 pm EDT	BlueLinx Holdings Inc.BXC	Darrell Wayne TrousdaleVice Chairman	2,710	—	—	2,710	—
Jun 8, 2018 AForm 4 →	Jun 12, 6:12 pm EDT	BlueLinx Holdings Inc.BXC	Justin B. HeinemanVP, GC, Corp Secretary	1,807	—	—	1,807	—
Jun 8, 2018 AForm 4 →	Jun 12, 6:13 pm EDT	BlueLinx Holdings Inc.BXC	Susan C. O'FarrellSVP, CFO AND TREASURER	3,350	—	—	3,350	—
Jun 8, 2018 AForm 4 →	Jun 12, 6:15 pm EDT	BlueLinx Holdings Inc.BXC	Alexander S AverittChief Operating Officer	3,614	—	—	3,614	—
Jun 8, 2018 AForm 4 →	Jun 12, 6:17 pm EDT	BlueLinx Holdings Inc.BXC	Elizabeth T. WanamakerChief Human Resources Officer	1,807	—	—	1,807	—
Jun 8, 2018 AForm 4 →	Jun 12, 6:20 pm EDT	BlueLinx Holdings Inc.BXC	Shyam K. ReddyChief Transformation Officer	3,252	—	—	3,252	—
Jun 8, 2018 MForm 4 →	Jun 12, 6:37 pm EDT	WSFS FINANCIAL CORPWSFS	Mark A TurnerCEO	7,786	—	—	624,000	—
May 29, 2018 AForm 4 →	Jun 12, 6:39 pm EDT	Protagonist Therapeutics, IncPTGX	Bryan GiraudoDirector	12,000	—	—	12,000	—	late
May 29, 2018 AForm 4 →	Jun 12, 6:40 pm EDT	Protagonist Therapeutics, IncPTGX	Chaitan Khosla Ph.D.Director	12,000	—	—	12,000	—	late
May 29, 2018 AForm 4 →	Jun 12, 6:43 pm EDT	Protagonist Therapeutics, IncPTGX	Sarah B. NoonbergDirector	12,000	—	—	12,000	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 6:44 pm EDT	ULTRA PETROLEUM CORPUPL	Alan J. MintzDirector	208,334	—	—	208,333	—
Jun 8, 2018 AForm 4 →	Jun 12, 6:47 pm EDT	ULTRA PETROLEUM CORPUPL	Edward Andrew Scoggins Jr.Director	198,864	—	—	198,864	—
May 29, 2018 AForm 4 →	Jun 12, 6:48 pm EDT	Protagonist Therapeutics, IncPTGX	Harold E SelickDirector	12,000	—	—	12,000	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 6:48 pm EDT	ULTRA PETROLEUM CORPUPL	Neal P GoldmanDirector	208,334	—	—	208,333	—
May 29, 2018 AForm 4 →	Jun 12, 6:50 pm EDT	Protagonist Therapeutics, IncPTGX	Armen ShanafeltDirector, 10% Owner	12,000	—	—	12,000	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 6:51 pm EDT	ULTRA PETROLEUM CORPUPL	Michael J KeeffeDirector	198,864	—	—	198,864	—
May 29, 2018 AForm 4 →	Jun 12, 6:52 pm EDT	Protagonist Therapeutics, IncPTGX	William D. WaddillDirector	12,000	—	—	12,000	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 6:52 pm EDT	ULTRA PETROLEUM CORPUPL	Stephen James McDanielDirector	208,334	—	—	208,333	—
Jun 10, 2018 MForm 4 →	Jun 12, 6:52 pm EDT	SCIENTIFIC GAMES CORPSGMS	Paul M MeisterDirector	5,979	—	—	0	—
Jun 10, 2018 MForm 4 →	Jun 12, 6:53 pm EDT	SCIENTIFIC GAMES CORPSGMS	Barry F SchwartzDirector	5,979	—	—	0	—
Jun 9, 2018 MForm 4 →	Jun 12, 6:53 pm EDT	Care.com IncCRCM	Daniel S YooDirector	1,970	—	—	1,969	—
Jun 9, 2018 MForm 4 →	Jun 12, 6:54 pm EDT	Care.com IncCRCM	George BellDirector	3,283	—	—	3,282	—
Jun 9, 2018 MForm 4 →	Jun 12, 6:54 pm EDT	Care.com IncCRCM	I. Duncan RobertsonDirector	1,553	—	—	4,985	—
Jun 9, 2018 AMForm 4 →	Jun 12, 6:54 pm EDT	Care.com IncCRCM	David KrupinskiChief Technology Officer	7,768	—	—	13,130	—
Jun 9, 2018 AMForm 4 →	Jun 12, 6:55 pm EDT	Care.com IncCRCM	Diane MusiGeneral Counsel and Secretary	7,127	—	—	13,130	—
Jun 10, 2018 MForm 4 →	Jun 12, 6:55 pm EDT	SCIENTIFIC GAMES CORPSGMS	David L KennedyDirector	2,484	—	—	2,485	—
May 29, 2018 AForm 4 →	Jun 12, 6:55 pm EDT	Protagonist Therapeutics, IncPTGX	Lewis T WilliamsDirector	12,000	—	—	12,000	—	late
Jun 9, 2018 MForm 4 →	Jun 12, 6:55 pm EDT	Care.com IncCRCM	Michael EchenbergChief Financial Officer	14,297	—	—	74,780	—
Jun 9, 2018 MForm 4 →	Jun 12, 6:55 pm EDT	Care.com IncCRCM	Sheila Lirio MarceloPresident and CEO, Director	39,397	—	—	1,297	—
Jun 10, 2018 MForm 4 →	Jun 12, 6:55 pm EDT	SCIENTIFIC GAMES CORPSGMS	Gabrielle K McDonaldDirector	2,484	—	—	2,485	—
Jun 10, 2018 MForm 4 →	Jun 12, 6:56 pm EDT	SCIENTIFIC GAMES CORPSGMS	Gerald J FordDirector	5,979	—	—	0	—
Jun 10, 2018 MForm 4 →	Jun 12, 6:57 pm EDT	SCIENTIFIC GAMES CORPSGMS	Michael J ReganDirector	5,979	—	—	0	—
Jun 10, 2018 MForm 4 →	Jun 12, 6:58 pm EDT	SCIENTIFIC GAMES CORPSGMS	Peter A CohenDirector	5,979	—	—	0	—
Jun 10, 2018 MForm 4 →	Jun 12, 6:58 pm EDT	Telenav, Inc.TNAV	Lily ToyGeneral Counsel	1,250	—	—	0	—
Jun 10, 2018 MForm 4 →	Jun 12, 6:59 pm EDT	SCIENTIFIC GAMES CORPSGMS	Frances F TownsendDirector	5,979	—	—	0	—
Jun 9, 2018 MForm 4 →	Jun 12, 7:01 pm EDT	SCIENTIFIC GAMES CORPSGMS	Michael Gavin IsaacsDirector	21,484	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 7:11 pm EDT	CODEXIS INCCDXS	John J NicolsPresident and CEO, Director	9,007	—	—	368,528	—
Jun 11, 2018 AForm 4 →	Jun 12, 7:12 pm EDT	Forterra, Inc.FRTA	Richard J HunterChief Operating Officer	85,271	—	—	16,251	—
Mar 9, 2018 CForm 4/A →	Jun 12, 7:18 pm EDT	Okta, Inc.OKTA	Benjamin A HorowitzDirector, 10% Owner	3,998,321	—	—	826,927	—
Jun 10, 2018 MForm 4 →	Jun 12, 7:22 pm EDT	SCIENTIFIC GAMES CORPSGMS	Ronald O PerelmanDirector, 10% Owner	5,979	—	—	0	—
Jun 11, 2018 MForm 4 →	Jun 12, 7:25 pm EDT	iRhythm Technologies, Inc.IRTC	Raymond W. ScottDirector	6,877	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 7:34 pm EDT	SEATTLE GENETICS INC /WASGEN	Clay B SiegallPresident and CEO, Director	18,832	—	—	37,663	—
Jun 12, 2018 MForm 4 →	Jun 12, 7:34 pm EDT	CHEGG, INCCHGG	Daniel RosensweigPRESIDENT, CEO & CHAIRMAN, Director	150,000	—	—	550,000	—
Jun 8, 2018 CForm 4 →	Jun 12, 7:36 pm EDT	Okta, Inc.OKTA	Benjamin A HorowitzDirector	3,171,395	—	—	0	—
Jun 8, 2018 CForm 4 →	Jun 12, 7:51 pm EDT	BOX INCBOX	Rory O'DriscollDirector	500,000	—	—	1,212,362	—
Jun 11, 2018 MForm 4 →	Jun 12, 7:56 pm EDT	FIBROGEN INCFGEN	Jorma RouttiDirector	6,000	—	—	0	—
Jun 12, 2018 MForm 4 →	Jun 12, 7:57 pm EDT	SEMTECH CORPSMTC	James Jungsup KimSVP	13,412	—	—	0	—
Jun 10, 2018 AForm 4 →	Jun 12, 8:04 pm EDT	Digital Turbine, Inc.APPS	William Gordon Stone IIICEO, Director	145,348	—	—	72,674	—
Jun 10, 2018 AForm 4 →	Jun 12, 8:09 pm EDT	Digital Turbine, Inc.APPS	J. Barrett GarrisonEVP, CFO	87,210	—	—	43,605	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:24 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Robert CareyDirector	15,000	—	—	15,000	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:24 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Stephen George DillyDirector	15,000	—	—	15,000	—
Jun 9, 2018 MForm 4 →	Jun 12, 8:25 pm EDT	NETWORK 1 TECHNOLOGIES INCNTIP-NYSE	Jonathan M GreeneExecutive Vice President	25,000	—	—	25,000	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:25 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Roger JeffsDirector	15,000	—	—	15,000	—
Jun 9, 2018 MForm 4 →	Jun 12, 8:25 pm EDT	NETWORK 1 TECHNOLOGIES INCNTIP-NYSE	David C KahnChief Financial Officer, Director	25,000	—	—	25,000	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:26 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Steven J MentoDirector	15,000	—	—	15,000	—
Jun 11, 2018 MForm 4 →	Jun 12, 8:26 pm EDT	Savara IncSVRA	Robert N NevilleChief Executive Officer, Director	92,351	—	—	0	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:27 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	H Stewart ParkerDirector	15,000	—	—	15,000	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:28 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Saira RamasastryDirector	15,000	—	—	15,000	—
Jun 11, 2018 AForm 4 →	Jun 12, 8:30 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Joseph S ZakrzewskiDirector	15,000	—	—	15,000	—
Jun 12, 2018 DForm 4 →	Jun 12, 8:40 pm EDT	Euronav MI II Inc.GNRT	OCM FIE, LLC +4Director, 10% Owner	11,214	—	—	0	—
Jun 12, 2018 DForm 4 →	Jun 12, 8:46 pm EDT	Euronav MI II Inc.GNRT	Adam PierceDirector	11,214	—	—	0	—
Jun 11, 2018 CMForm 4 →	Jun 12, 8:51 pm EDT	Alteryx, Inc.AYX	Robert Scott JonesChief Revenue Officer	61,107	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 9:00 pm EDT	JACOBS ENGINEERING GROUP INC /DE/JEC	Kevin C BerrymanCHIEF FINANCIAL OFFICER	5,016	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 12, 9:00 pm EDT	Avinger IncAVGR	James CullenDirector	31,000	—	—	34,265	—
Jun 8, 2018 MForm 4 →	Jun 12, 9:01 pm EDT	JACOBS ENGINEERING GROUP INC /DE/JEC	Steven J. DemetriouCHAIRMAN AND CEO, Director	8,482	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 9:02 pm EDT	JACOBS ENGINEERING GROUP INC /DE/JEC	Terence D HagenPRESIDENT, ATEN	5,016	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 9:03 pm EDT	JACOBS ENGINEERING GROUP INC /DE/JEC	Michael R TylerSVP & GENERAL COUNSEL	1,848	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 9:04 pm EDT	JACOBS ENGINEERING GROUP INC /DE/JEC	Joseph G. MandelExecutive Vice President, IMO	5,016	—	—	0	—
Jun 11, 2018 MForm 4 →	Jun 12, 9:13 pm EDT	CAMBREX CORPCBM	Steven M KloskPresident & CEO, Director	55,000	—	—	25,000	—
Jun 11, 2018 MForm 4 →	Jun 12, 9:47 pm EDT	ELLIE MAE INCELLI	Jonathan CorrPresident & CEO, Director	589	—	—	4,715	—
Jun 12, 2018 MForm 4 →	Jun 13, 11:16 am EDT	PRICE T ROWE GROUP INCTROW	W. Sharps RobertVice President	28,000	—	—	1,479	—
Jun 11, 2018 AForm 4 →	Jun 13, 11:17 am EDT	OLIN CORPOLN	Gray G BenoistDirector	95	—	—	15,323	—
Jun 11, 2018 AForm 4 →	Jun 13, 11:19 am EDT	OLIN CORPOLN	Earl L ShippDirector	64	—	—	10,270	—
Jun 11, 2018 AForm 4 →	Jun 13, 11:21 am EDT	HEICO CORPHEI, HEI.A	Steven M WalkerChief Accounting Officer	6,000	—	—	6,000	—
Jun 11, 2018 AForm 4 →	Jun 13, 12:28 pm EDT	FLOWSERVE CORPFLS	Lanesha MinnixSVP, Chief Legal Officer	8,000	—	—	8,000	—
Jun 11, 2018 MForm 4 →	Jun 13, 12:38 pm EDT	ALPHA PRO TECH LTDAPT	David R GarciaDirector	4,300	—	—	40,000	—
Jun 11, 2018 MForm 4 →	Jun 13, 2:32 pm EDT	Sphere 3D CorpANY	Jenny C YehSVP & General Counsel	2,133	—	—	136,134	—
Jun 11, 2018 MForm 4 →	Jun 13, 2:32 pm EDT	Sphere 3D CorpANY	Kurt L. KalbfleischSVP and CFO	2,133	—	—	146,933	—
Jun 11, 2018 MForm 4 →	Jun 13, 2:49 pm EDT	AMERICAN VANGUARD CORPAVD	Peter PorpigliaSee Remarks	2,800	—	—	7,200	—
Jun 11, 2018 AForm 4 →	Jun 13, 3:01 pm EDT	County Bancorp, Inc.ICBK	John R. FillingimCHIEF CREDIT OFFICER	3,847	—	—	3,847	—
Jun 11, 2018 MForm 4 →	Jun 13, 3:19 pm EDT	eHealth, Inc.EHTH	Robert S HurleyPresident, Carrier/Bus Dev.	3,750	—	—	11,250	—
Jun 11, 2018 MForm 4 →	Jun 13, 3:20 pm EDT	eHealth, Inc.EHTH	David K. FrancisChief Financial Officer	13,750	—	—	41,250	—
Jun 11, 2018 MForm 4 →	Jun 13, 3:21 pm EDT	eHealth, Inc.EHTH	Timothy C. HannanChief Marketing Officer	3,750	—	—	11,250	—
Jun 11, 2018 MForm 4 →	Jun 13, 3:22 pm EDT	eHealth, Inc.EHTH	Ian Jay KalinChief Technology Officer	2,250	—	—	6,750	—
Jun 11, 2018 MForm 4 →	Jun 13, 3:23 pm EDT	eHealth, Inc.EHTH	Scott N FlandersChief Executive Officer, Director	41,875	—	—	125,625	—
Jun 11, 2018 MForm 4 →	Jun 13, 3:53 pm EDT	MADRIGAL PHARMACEUTICALS, INC.MDGL	Marc R SchneebaumChief Financial Officer	7,957	—	—	1,640	—
Jun 11, 2018 AForm 4 →	Jun 13, 3:53 pm EDT	IntelGenx Technologies Corp.IGXT	Horst G ZerbePresident and CEO, Director	200,000	—	—	404,908	—
Jun 11, 2018 AForm 4 →	Jun 13, 3:54 pm EDT	IntelGenx Technologies Corp.IGXT	Andre GodinEVP and CFO	200,000	—	—	859,970	—
Jun 11, 2018 AForm 4 →	Jun 13, 3:54 pm EDT	IntelGenx Technologies Corp.IGXT	Dana MatzenVP Business & Corp. Developmen	100,000	—	—	359,970	—
Jun 11, 2018 AForm 4 →	Jun 13, 3:54 pm EDT	IntelGenx Technologies Corp.IGXT	Nadine PaiementVP Research and Development	100,000	—	—	234,970	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.