SEC Form 4 · accession 0001209191-18-037283
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail Schulze
Director
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2018 | M | 15,000 | $0.82 | A | 40,986 | D | |
| Common Stock | Jun 8, 2018 | S | 15,000 | $6.65 | D | 25,986 | D | |
| Common Stock | Jun 8, 2018 | M | 37,500 | $0.79 | A | 63,486 | D | |
| Common Stock | Jun 8, 2018 | S | 37,500 | $6.65 | D | 25,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $0.82 | Jun 8, 2018 | M | 15,000 | D | — | Jan 1, 2019 | Common Stock | 15,000 | 0 | D |
| Option (Right to Buy)F2,F1 | $0.79 | Jun 8, 2018 | M | 37,500 | D | — | Jan 11, 2019 | Common Stock | 37,500 | 0 | D |
Explanation of responses
- F1The option became exercisable in 12 equal monthly installments after the grant date.
- F2Not applicable.