SEC Form 4 · accession 0001004702-18-000115
OCEANFIRST FINANCIAL CORP · OCFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Lebel III
Other
Period of report
Jun 11, 2018
Accepted (ET)
Jun 12, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001004702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 11, 2018 | M | 11,250 | $14.62 | A | 56,750 | D | |
| Common StockF1 | Jun 11, 2018 | M | 19,500 | $17.75 | A | 76,250 | D | |
| Common StockF1 | Jun 11, 2018 | F | 21,653 | $30.19 | D | 54,597 | D | |
| Common StockF2 | holding | — | — | — | 9,768 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 8,147 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 682 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $14.62 | Jun 11, 2018 | M | 11,250 | D | Feb 15, 2014 | Feb 15, 2023 | Common Stock | 11,250 | 0 | D |
| Stock Option (right to buy)F4 | $17.75 | Jun 11, 2018 | M | 19,500 | D | Mar 1, 2015 | Mar 19, 2024 | Common Stock | 19,500 | 4,875 | D |
| Stock Option (right to buy)F4 | $14.55 | holding | — | — | — | Jun 17, 2014 | Jun 17, 2023 | Common Stock | 11,250 | 11,250 | D |
| Stock Option (right to buy)F4 | $17.37 | holding | — | — | — | Mar 1, 2016 | Mar 18, 2025 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (right to buy)F4 | $17.28 | holding | — | — | — | Mar 1, 2017 | Mar 16, 2026 | Common Stock | 37,500 | 37,500 | D |
| Stock Option (right to buy)F4 | $29.01 | holding | — | — | — | Mar 15, 2018 | Mar 15, 2027 | Common Stock | 45,000 | 45,000 | D |
| Stock Option (right to buy)F4 | $27.40 | holding | — | — | — | Mar 1, 2019 | Jan 24, 2028 | Common Stock | 15,485 | 15,485 | D |
Explanation of responses
- F1Total includes shares of restricted Common stock that have not yet vested.
- F2This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- F3This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
- F4Options vest in five equal annual installments beginning on the date first exercisable.