SEC Form 4 · accession 0001593968-18-000901
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Cullen
Director
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $1.67 | Jun 8, 2018 | A | 31,000 | A | Jun 8, 2019 | Jun 8, 2028 | Common Stock | 31,000 | 34,265 | I |
Explanation of responses
- F1This grant is based on an election Mr.Cullen made in 2017 to receive his 2018 board of directors retainer payments in the form of stock options rather than cash.