SEC Form 4 · accession 0001666138-18-000069
Atkore Inc. · ATKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Williamson
Officer — President and CEO · Director
Period of report
Jun 11, 2018
Accepted (ET)
Jun 12, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2018 | M | 68,000 | $7.30 | A | 296,385 | D | |
| Common Stock | Jun 11, 2018 | M | 886 | $7.30 | A | 297,271 | D | |
| Common StockF2 | Jun 11, 2018 | S | 68,886 | $22.5866 | D | 228,385 | D | |
| Common Stock | Jun 12, 2018 | M | 31,114 | $7.30 | A | 259,499 | D | |
| Common StockF3 | Jun 12, 2018 | S | 31,114 | $22.5228 | D | 228,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $7.30 | Jun 11, 2018 | M | 68,000 | D | — | Jun 10, 2021 | Common Stock | 68,000 | 0 | D |
| Stock Options (right to buy)F4 | $7.30 | Jun 11, 2018 | M | 886 | D | — | Oct 13, 2021 | Common Stock | 886 | 81,114 | D |
| Stock Options (right to buy)F4 | $7.30 | Jun 12, 2018 | M | 31,114 | D | — | Oct 13, 2021 | Common Stock | 31,114 | 50,000 | D |
Explanation of responses
- F1This exercise and sale were undertaken pursuant to a predetermined diversification plan previously adopted by the Reporting Person (a "10b5-1 Plan").
- F2This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $22.50 to $22.68 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $22.50 to $22.60 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F4These options are fully vested and exercisable.