SEC Form 4 · accession 0001269847-18-000013
ACI WORLDWIDE, INC. · ACIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Suwinski
Director
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000935036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2018 | M | 30,000 | $14.3033 | A | 166,896 | D | |
| Common StockF1 | Jun 8, 2018 | S | 30,000 | $25.1253 | D | 136,896 | D | |
| Common Stock | Jun 8, 2018 | M | 30,000 | $13.2033 | A | 166,896 | D | |
| Common StockF1 | Jun 8, 2018 | S | 30,000 | $25.1253 | D | 136,896 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $13.2033 | Jun 8, 2018 | M | 30,000 | D | — | Jun 14, 2022 | Common Stock | 30,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $14.3033 | Jun 8, 2018 | M | 30,000 | D | — | Jun 11, 2023 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The sale price ranged from $25.00 to $25.235, with a weighted average sale price of $25.125346. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.
Remarks
Mr. Suwinski is not standing for re-election to the ACI Worldwide, Inc. Board of Directors. The options reported herein would otherwise expire within 90 days after the 2018 annual meeting of stockholders.