SEC Form 4 · accession 0001209191-18-037237
CASS INFORMATION SYSTEMS INC · CASS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary B Langfitt
Officer — COO Utilities
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000708781
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2018 | M | 7,491 | $19.36 | A | 33,089 | D | |
| Common StockF1 | Jun 8, 2018 | D | 2,211 | $65.61 | D | 30,878 | D | |
| Common StockF1 | Jun 8, 2018 | F | 2,390 | $65.61 | D | 28,488 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $19.36 | Jun 8, 2018 | M | 7,491 | D | Jan 21, 2010 | Jan 19, 2019 | Common Stock | 7,491 | 0 | D |
Explanation of responses
- F1Includes restricted stock bonus shares, subject to vesting and forfeiture.
- F2Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.
Remarks
NOTE: ALL STOCK APPRECIATION RIGHTS HAVE BEEN ADJUSTED FOR THE 10% STOCK DIVIDEND PAID BY THE COMPANY ON 12/15/2018.