SEC Form 4 · accession 0001593968-18-000900
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Jungsup Kim
Officer — SVP
Period of report
Jun 12, 2018
Accepted (ET)
Jun 12, 2018 · 7:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2018 | M | 12,000 | $30.82 | A | 60,725 | D | |
| Common Stock | Jun 12, 2018 | M | 1,412 | $24.74 | A | 62,137 | D | |
| Common StockF1 | Jun 12, 2018 | S | 12,000 | $50.3517 | D | 50,137 | D | |
| Common StockF2 | Jun 12, 2018 | S | 1,412 | $50.7515 | D | 48,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $24.74 | Jun 12, 2018 | M | 1,412 | D | Feb 25, 2015 | Feb 25, 2020 | SMTC | 1,412 | 13,588 | D |
| Option (right to buy)F4 | $30.82 | Jun 12, 2018 | M | 12,000 | D | Feb 26, 2014 | Feb 26, 2019 | SMTC | 12,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $50.3500 to $50.4000. Price and share details are available upon request.
- F2This price represents the weighted average of these sales. The prices ranged from $50.7500 to $50.7800. Price and share details are available upon request.
- F3This grant vests in three annual installments beginning on February 25, 2015.
- F4This grant vests in three annual installments beginning on February 26, 2014.