SEC Form 4 · accession 0001127602-18-020757
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Sharps Robert
Officer — Vice President
Period of report
Jun 12, 2018
Accepted (ET)
Jun 13, 2018 · 11:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2018 | M | 28,000 | $126.2856 | A | 487,917 | D | |
| Common StockF1 | Jun 12, 2018 | S | 28,000 | $126.2856 | D | 459,917 | D | |
| Common StockF2 | Jun 12, 2018 | S | 8,000 | $126.5446 | D | 451,917 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $67.5613 | Jun 12, 2018 | M | 28,000 | D | Nov 1, 2012 | Feb 17, 2021 | Common Stock | 28,000 | 1,479 | D |
Explanation of responses
- F1The range of prices for this transaction were $126.21 to $126.67. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The range of prices for this transaction were $126.47 to $126.73. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F302/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.