SEC Form 4 · accession 0001179110-18-008396
Axogen, Inc. · AXGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert James Rudelius
Director
Period of report
Sep 8, 2017
Accepted (ET)
Jun 12, 2018 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000805928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2018 | M | 12,000 | $2.75 | A | 35,273 | D | |
| Common StockF1 | Jun 8, 2018 | F | 682 | $48.40 | D | 34,591 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to purchase) | $2.75 | Jun 8, 2018 | M | 12,000 | D | Oct 10, 2012 | Oct 10, 2018 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1This Form is being filed to report the exercise of a stock option for a total of 12,000 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 11,318 shares of common stock.