SEC Form 4 · accession 0001507610-18-000002
KIDOZ INC. · KDOZF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pendinas Ltd
10% Owner
Period of report
Jun 8, 2018
Accepted (ET)
Jun 13, 2018 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | Jun 8, 2018 | O | 716,465 | $0.5029 | A | 27,704,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $0.5029 | Jun 8, 2018 | O | 716,465 | D | Jun 16, 2017 | Jun 15, 2018 | Common Stock | 716,465 | 0 | D |
| WarrantsF2 | $0.5029 | Jun 8, 2018 | J | 183,535 | D | Jun 16, 2017 | Jun 15, 2018 | Common Stock | 183,535 | 0 | D |
Explanation of responses
- F1Pendinas Limited exercised 716,465 warrants at an exercise price of CAD$0.65 (Approximately US$0.5029) per warrant for 716,465 shares in Shoal Games Ltd.
- F2Pendinas Limited transferred 183,535 warrants to Mr. T. M. Williams who exercised the warrants at CAD$0.65 (approximately US$0.5029) per warrant.