SEC Form 4 · accession 0001209191-18-037294
OPKO HEALTH, INC. · OPK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Logal
Officer — Sr. Vice President, CFO
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944809
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2018 | M | 75,000 | $3.43 | A | 239,858 | D | |
| Common StockF1,F2 | Jun 8, 2018 | F | 63,946 | $4.26 | D | 175,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $3.43 | Jun 8, 2018 | M | 75,000 | D | — | Jun 8, 2018 | Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1Represents the number of shares withheld by the Company at the direction of the reporting person for payment of the exercise price and tax liability in connection with the exercise of the stock option. No shares of Common stock were sold by the reporting person in connection with this transaction. The reporting person has retained the net number of shares issued upon the exercise of the option, less the amount retained to pay the associated tax liability (11,054 of shares).
- F2Closing market price of the Company's common stock on the transaction date.
- F3The options were granted on June 9, 2011 and vest in four equal installments beginning on June 9, 2012.