SEC Form 4 · accession 0001236215-18-000002
CEL SCI CORP · CVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia B Prichep
Officer — Sr. V.P. Operations
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 11:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725363
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2018 | X | 10,917 | $2.29 | A | 155,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Note | $2.29 | Jun 11, 2018 | X | 10,917 | D | Jun 22, 2017 | Sep 21, 2018 | Common Stock | 10,917 | 386,051 | D |
| Series UU Warrants | $2.80 | Jun 11, 2018 | A | 2,183 | A | Dec 11, 2018 | Jun 11, 2020 | Common Stock | 2,183 | 388,234 | D |