SEC Form 4 · accession 0001179110-18-008433
ALPHA PRO TECH LTD · APT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Garcia
Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 13, 2018 · 12:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000884269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jun 11, 2018 | M | 4,300 | $1.58 | A | 4,300 | D | |
| common stock | Jun 11, 2018 | S | 4,300 | $3.45 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| options | $1.58 | Jun 11, 2018 | M | 4,300 | D | Nov 18, 2017 | Nov 18, 2020 | common stock | 4,300 | 40,000 | D |