Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 21, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

188 filings · trading day Dec 21, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 19, 2017 PForm 4 →	Dec 20, 8:00 pm EST	BUFFALO WILD WINGS INCBWLD	MARCATO CAPITAL MANAGEMENT LP +3Director	950,000	$43.47	$41,296,500	950,000	—
May 5, 2017 AForm 4 →	Dec 21, 10:01 am EST	Function(x) Inc.FNCX	Sillerman Investment Co III, LLCExecutive Chairman and CEO, Director, 10% Owner	3,286	$1,050.00	$3,450,006	3,286	—	late
Dec 19, 2017 PForm 4 →	Dec 21, 8:00 am EST	Pershing Gold Corp.PGLC	Barry C HonigDirector, 10% Owner	396,039	$3.40	$1,346,533	396,039	—
Dec 21, 2017 MForm 4 →	Dec 21, 3:31 pm EST	WINMARK CORPWINA	Paul C ReyeltsDirector	9,750	$51.49	$501,985	250	—
Dec 19, 2017 JForm 4 →	Dec 21, 2:27 pm EST	BARINGS CORPORATE INVESTORSMCI	William Francis Glavin Jr.Other	21,382	$15.63	$334,198	0	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:10 pm EST	United Financial Bancorp, Inc.UBNK	Brandon Craig LoreyOther	20,000	$12.87	$257,400	39,523	—
Dec 18, 2017 MForm 4 →	Dec 20, 8:36 pm EST	Dicerna Pharmaceuticals IncDRNA	RA CAPITAL MANAGEMENT, LLC +110% Owner	76,500	$3.19	$244,035	0	—
Dec 18, 2017 MForm 4 →	Dec 20, 8:37 pm EST	Dicerna Pharmaceuticals IncDRNA	Peter KolchinskyDirector	76,500	$3.19	$244,035	0	—
Sep 13, 2017 MForm 4/A →	Dec 21, 3:07 pm EST	IMMUNOGEN INCIMGN	Craig BarrowsExecutive VP, General Counsel	50,000	$4.50	$225,000	0	—
Dec 20, 2017 MForm 4 →	Dec 21, 3:01 pm EST	SAUL CENTERS INCBFS	James Page LansdalePresident and Chief Oper. Off., Director	5,000	$44.42	$222,100	4,000	—
Dec 19, 2017 AForm 4 →	Dec 20, 5:30 pm EST	UNITED SECURITY BANCSHARESUBFO	Nabeel MahmoodDirector	15,000	$11.05	$165,750	15,000	—
Dec 19, 2017 AForm 4 →	Dec 20, 5:50 pm EST	UNITED SECURITY BANCSHARESUBFO	Nabeel MahmoodDirector	15,000	$11.05	$165,750	15,000	—
Dec 19, 2017 AForm 4 →	Dec 20, 5:54 pm EST	UNITED SECURITY BANCSHARESUBFO	Brian TkaczDirector	15,000	$11.05	$165,750	15,000	—	amended
Dec 20, 2017 AForm 4 →	Dec 21, 11:40 am EST	COMMUNITY WEST BANCSHARES /CCWBC	Martin E PlourdPresident & CEO, Director	10,000	$10.99	$109,900	132,000	—
Dec 19, 2017 MForm 4 →	Dec 21, 2:27 pm EST	AMERICAN SOFTWARE INCAMSWA	Bryan L. SellOther	8,000	$8.67	$69,320	0	—
Dec 20, 2017 MForm 4 →	Dec 21, 1:31 pm EST	AMERICAN SOFTWARE INCAMSWA	J Michael EdenfieldDirector	6,569	$8.97	$58,924	75,140	—
Dec 19, 2017 MForm 4 →	Dec 20, 5:15 pm EST	CORVEL CORPCRVL	Michael G CombsPresident	800	$54.50	$43,600	0	—
Dec 20, 2017 CMForm 4 →	Dec 20, 7:21 pm EST	RingCentral IncRNG	Praful ShahChief Strategy Officer	30,000	$2.73	$27,300	0	—
Dec 20, 2017 MForm 4 →	Dec 21, 1:53 pm EST	AMERICAN SOFTWARE INCAMSWA	James B Miller Jr.Director	3,000	$8.97	$26,910	0	—
Dec 19, 2017 AForm 4 →	Dec 21, 11:03 am EST	CHEMICAL FINANCIAL CORPCHFC	Richard M. LievenseDirector	372	$54.82	$20,417	1,325	—
Dec 19, 2017 MForm 4 →	Dec 21, 2:49 pm EST	WILSON BANK HOLDING COno symbol	James Randall ClemonsDirector	500	$40.25	$20,125	162,527	—
Dec 15, 2017 DForm 4 →	Dec 20, 6:17 pm EST	ROYAL BANCSHARES OF PENNSYLVANIA INCRBPAA	F Kevin TylusPresident & CEO, Director	8,334	$2.36	$19,668	0	—	late
Dec 19, 2017 AForm 4 →	Dec 21, 6:11 am EST	nFusz, Inc.FUSZ	Rory J. CutaiaCEO, Director, 10% Owner	250,000	$0.077	$19,250	250,000	—
Dec 19, 2017 AForm 4 →	Dec 21, 11:00 am EST	CHEMICAL FINANCIAL CORPCHFC	Barbara J MahoneDirector	182	$54.82	$10,000	2,822	—
Dec 19, 2017 AForm 4 →	Dec 21, 11:07 am EST	CHEMICAL FINANCIAL CORPCHFC	Arthur A WeissDirector	182	$54.82	$10,000	3,042	—
Dec 15, 2017 DForm 4 →	Dec 20, 5:50 pm EST	ROYAL BANCSHARES OF PENNSYLVANIA INCRBPAA	Michael ThompsonExecutive Vice President & CFO	3,334	$2.36	$7,868	0	—	late
Dec 15, 2017 DForm 4 →	Dec 20, 6:04 pm EST	ROYAL BANCSHARES OF PENNSYLVANIA INCRBPAA	Lars B EllerEVP CHIEF RETAIL BANKING OFF.	3,334	$2.36	$7,868	0	—	late
Dec 20, 2017 AForm 4 →	Dec 21, 1:03 pm EST	OLIN CORPOLN	Donald W BogusDirector	217	$34.65	$7,519	23,968	—
Dec 20, 2017 AForm 4 →	Dec 21, 1:07 pm EST	OLIN CORPOLN	Earl L ShippDirector	217	$34.65	$7,519	3,424	—
Dec 20, 2017 MForm 4 →	Dec 20, 5:01 pm EST	WILSON BANK HOLDING COno symbol	Clark Oakleyevp	267	$26.81	$7,158	66	—
Dec 20, 2017 AForm 4 →	Dec 21, 11:38 am EST	ENPRO INDUSTRIES, INCNPO	David L HauserDirector	71	$93.39	$6,661	30,251	—
Dec 20, 2017 AForm 4 →	Dec 21, 11:38 am EST	ENPRO INDUSTRIES, INCNPO	Diane C CreelDirector	36	$93.39	$3,362	15,191	—
Dec 19, 2017 AForm 4 →	Dec 21, 10:56 am EST	CHEMICAL FINANCIAL CORPCHFC	James R FitterlingDirector	61	$54.82	$3,333	2,988	—
Dec 19, 2017 AForm 4 →	Dec 20, 4:11 pm EST	SCANA CORPSCG	Jimmy E AddisonSCANA & SCEG Exec. VP & CFO	76	$41.90	$3,177	5,615	—
Dec 20, 2017 AForm 4 →	Dec 21, 11:38 am EST	ENPRO INDUSTRIES, INCNPO	Thomas M. BottsDirector	27	$93.39	$2,553	11,660	—
Dec 20, 2017 AForm 4 →	Dec 21, 11:38 am EST	ENPRO INDUSTRIES, INCNPO	Felix M. BrueckDirector	26	$93.39	$2,421	11,071	—
Dec 20, 2017 AForm 4 →	Dec 21, 11:38 am EST	ENPRO INDUSTRIES, INCNPO	B. Bernard Burns Jr.Director	24	$93.39	$2,241	10,096	—
Dec 20, 2017 AForm 4 →	Dec 21, 11:38 am EST	ENPRO INDUSTRIES, INCNPO	Kees van der GraafDirector	22	$93.39	$2,055	9,340	—
Dec 20, 2017 AForm 4 →	Dec 21, 11:38 am EST	ENPRO INDUSTRIES, INCNPO	John HumphreyDirector	10	$93.39	$924	4,307	—
Dec 19, 2017 AForm 4 →	Dec 20, 4:11 pm EST	SCANA CORPSCG	Stephen A ByrneSCANA Exec. VP/SCEG COO & Pres	5	$41.90	$229	31,439	—
Dec 19, 2017 MForm 4 →	Dec 20, 4:02 pm EST	CELGENE CORP /DE/CELG	Mark J AllesSee Remarks, Director	4,550	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 20, 4:03 pm EST	CELGENE CORP /DE/CELG	Terrie CurranSee remarks	1,765	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 20, 4:04 pm EST	CELGENE CORP /DE/CELG	Peter N KelloggSee Remarks	3,410	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 20, 4:05 pm EST	CELGENE CORP /DE/CELG	Scott Andrew SmithSee Remarks	3,410	—	—	0	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:10 pm EST	AMBARELLA INCAMBA	Andrew W VerhalenDirector	1,231	—	—	3,695	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:11 pm EST	Kraton CorpKRA	Kevin Michael FogartyPresident and CEO, Director	1,042	—	—	176,577	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:13 pm EST	HERON THERAPEUTICS, INC. /DE/HRTX	Robert HoffmanCFO & SVP, Finance	56,667	—	—	56,667	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:14 pm EST	HERON THERAPEUTICS, INC. /DE/HRTX	Kimberly ManhardExecutive VP, Drug Development	120,000	—	—	120,000	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:15 pm EST	HERON THERAPEUTICS, INC. /DE/HRTX	Barry D QuartChief Executive Officer, Director	310,000	—	—	310,000	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:16 pm EST	HERON THERAPEUTICS, INC. /DE/HRTX	Robert RosenPresident, Director	310,000	—	—	310,000	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:16 pm EST	HERON THERAPEUTICS, INC. /DE/HRTX	Kevin C TangDirector, 10% Owner	17,000	—	—	17,000	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:17 pm EST	HERON THERAPEUTICS, INC. /DE/HRTX	Craig A JohnsonDirector	21,000	—	—	21,000	—
Dec 19, 2017 AForm 4 →	Dec 20, 4:17 pm EST	EnSync, Inc.ESNC	Kevin DennisVP System Eng and Dev	120,000	—	—	120,000	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:18 pm EST	HERON THERAPEUTICS, INC. /DE/HRTX	John PoyhonenDirector	19,500	—	—	19,500	—
Dec 19, 2017 MForm 4 →	Dec 20, 4:18 pm EST	scPharmaceuticals Inc.SCPH	Leonard D SchaefferDirector	22,631	—	—	5,223	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:18 pm EST	HERON THERAPEUTICS, INC. /DE/HRTX	Waage ChristianDirector	17,000	—	—	17,000	—
Dec 19, 2017 AForm 4 →	Dec 20, 4:19 pm EST	EnSync, Inc.ESNC	Daniel NordlohEVP Global Business Dev	120,000	—	—	120,000	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:19 pm EST	Karyopharm Therapeutics Inc.KPTI	Michael KauffmanChief Executive Officer, Director	10,000	—	—	32,424	—
Dec 1, 2017 AMForm 4 →	Dec 20, 4:19 pm EST	Spectrum Brands Holdings, Inc.SPB	Nathan E FagreSVP, GC and Secretary	25,220	—	—	4,056	—	late
Dec 18, 2017 MForm 4 →	Dec 20, 4:20 pm EST	CAPITAL ONE FINANCIAL CORPCOF	Ann F HackettDirector	7,000	—	—	6,361	—
Dec 1, 2017 AMForm 4 →	Dec 20, 4:20 pm EST	Spectrum Brands Holdings, Inc.SPB	Douglas L MartinEVP and CFO	35,170	—	—	4,679	—	late
Dec 18, 2017 MForm 4 →	Dec 20, 4:21 pm EST	Karyopharm Therapeutics Inc.KPTI	Sharon ShachamPresident & CSO	10,000	—	—	32,424	—
Dec 1, 2017 AMForm 4 →	Dec 20, 4:21 pm EST	Spectrum Brands Holdings, Inc.SPB	Stacey L NeuSVP of Human Resources	14,391	—	—	2,340	—	late
Dec 1, 2017 AMForm 4 →	Dec 20, 4:22 pm EST	Spectrum Brands Holdings, Inc.SPB	Andreas RouveCEO & President, Director	66,059	—	—	9,360	—	late
Dec 18, 2017 MForm 4 →	Dec 20, 4:22 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Kent S EllertPresident & CEO, Director	21,472	—	—	303,136	—
Dec 1, 2017 AMForm 4 →	Dec 20, 4:23 pm EST	Spectrum Brands Holdings, Inc.SPB	David M MauraExecutive Chairman, Director	67,614	—	—	9,360	—	late
Dec 19, 2017 MForm 4 →	Dec 20, 4:25 pm EST	Edwards Lifesciences CorpEW	Michael A MussallemChairman & CEO, Director	32,800	—	—	151,000	—
Dec 19, 2017 AForm 4 →	Dec 20, 4:26 pm EST	EnSync, Inc.ESNC	Frederick VaskeChief Administrative Officer	120,000	—	—	120,000	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:27 pm EST	Prologis, Inc.PLD	Thomas S OlingerChief Financial Officer	46,200	—	—	5,200	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:28 pm EST	Moelis & CoMC	Joseph SimonChief Financial Officer	846	—	—	17,433	—
Dec 19, 2017 AForm 4 →	Dec 20, 4:28 pm EST	EnSync, Inc.ESNC	Frederick WhismanVP - Sales	90,000	—	—	90,000	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:29 pm EST	VERMILLION, INC.VRML	Robert Harry BeecheyChief Financial Officer	150,000	—	—	150,000	—
Dec 19, 2017 MForm 4 →	Dec 20, 4:30 pm EST	DELTA AIR LINES INC /DE/DAL	Edward H BastianChief Executive Officer, Director	73,211	—	—	51,789	—
Dec 18, 2017 JForm 4 →	Dec 20, 4:30 pm EST	TIPTREE INC.TIPT	Arif Inayatullah10% Owner	539,355	—	—	401,854	—
Dec 18, 2017 CForm 4 →	Dec 20, 4:30 pm EST	KITE REALTY GROUP TRUSTKRG	John A KiteChairman & CEO, Director	7,000	—	—	726,347	—
Dec 19, 2017 MForm 4 →	Dec 20, 4:31 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	Peter J BesharEVP and General Counsel	150,000	—	—	135,948	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:33 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	Daniel S GlaserPresident and CEO, MMC, Director	618,557	—	—	0	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:35 pm EST	CRA INTERNATIONAL, INC.CRAI	Chad M HolmesCFO, EVP and Treasurer	6,114	—	—	2,038	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:35 pm EST	CRA INTERNATIONAL, INC.CRAI	Paul A MalehPresident and CEO, Director	24,456	—	—	8,152	—
Dec 19, 2017 MForm 4 →	Dec 20, 4:35 pm EST	GENOMIC HEALTH INCGHDX	Phillip G. FebboChief Medical Officer	5,000	—	—	9,710	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:35 pm EST	CRA INTERNATIONAL, INC.CRAI	Jonathan D YellinEVP and General Counsel	3,565	—	—	1,188	—
Dec 18, 2017 JForm 4 →	Dec 20, 4:36 pm EST	TIPTREE INC.TIPT	Michael Gene BarnesExecutive Chairman, Director, 10% Owner	1,199,378	—	—	893,612	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:37 pm EST	AMBARELLA INCAMBA	Chenming HuDirector	1,231	—	—	3,695	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:38 pm EST	AMBARELLA INCAMBA	Christopher B PaisleyDirector	1,231	—	—	3,695	—
Dec 19, 2017 AForm 4 →	Dec 20, 4:39 pm EST	Live Nation Entertainment, Inc.LYV	Elizabeth Kathleen WillardEVP & Chief Financial Officer	50,000	—	—	50,000	—
Dec 19, 2017 AForm 4 →	Dec 20, 4:39 pm EST	Live Nation Entertainment, Inc.LYV	Joe BerchtoldPresident	300,000	—	—	300,000	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:40 pm EST	AMBARELLA INCAMBA	David Jeffrey RichardsonDirector	1,648	—	—	417	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:40 pm EST	AMBARELLA INCAMBA	Hsiao-Wuen HonDirector	1,231	—	—	3,695	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:40 pm EST	GrubHub Inc.GRUB	Adam DeWittCFO and Treasurer	4,000	—	—	46,000	—
Dec 18, 2017 JForm 4 →	Dec 20, 4:41 pm EST	TIPTREE INC.TIPT	TFPLP HOLDINGS I LLC10% Owner	1,738,733	—	—	0	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:41 pm EST	AMBARELLA INCAMBA	Feng-Ming WangCEO, Director	10,179	—	—	15,750	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:42 pm EST	AMBARELLA INCAMBA	Leslie KohnChief Technology Officer, Director	5,588	—	—	8,925	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:43 pm EST	AMBARELLA INCAMBA	Yun-Lung ChenVP, Business Development	3,324	—	—	6,178	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:43 pm EST	AMBARELLA INCAMBA	Christopher DayVP, Marketing	1,839	—	—	2,888	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:44 pm EST	QUICKLOGIC CORPORATIONQUIK	Brian C FaithPresident and CEO, Director	1,100	—	—	2,200	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:44 pm EST	AMBARELLA INCAMBA	George LaplanteChief Financial Officer	4,947	—	—	8,532	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:46 pm EST	QUICKLOGIC CORPORATIONQUIK	Timothy SaxeSr. VP and CTO	675	—	—	1,350	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:47 pm EST	QUICKLOGIC CORPORATIONQUIK	Suping (Sue) CheungVP Finance and CFO	2,097	—	—	4,195	—
Dec 18, 2017 CForm 4 →	Dec 20, 4:48 pm EST	Dicerna Pharmaceuticals IncDRNA	Domain Partners VIII, L.P. +510% Owner	49,632	—	—	0	—
Dec 18, 2017 MForm 4 →	Dec 20, 4:49 pm EST	EQT CorpEQT	Steven T SchlotterbeckPresident & CEO, Director	38,500	—	—	0	—
Dec 18, 2017 CForm 4 →	Dec 20, 4:51 pm EST	Dicerna Pharmaceuticals IncDRNA	DP VIII Associates, L.P. +510% Owner	368	—	—	0	—
Dec 18, 2017 AForm 4 →	Dec 20, 4:54 pm EST	Affinion Group Holdings, Inc.AFGR	Metro SPV LLC +5Director, 10% Owner	9,804	—	—	9,804	—
Dec 18, 2017 CForm 4 →	Dec 20, 4:55 pm EST	FIRST DATA CORPFDC	Frank BisignanoChief Executive Officer, Director	40,195	—	—	1,928,281	—
Dec 19, 2017 MForm 4 →	Dec 20, 4:56 pm EST	Seres Therapeutics, Inc.MCRB	John G. AuninsChief Technology Officer & EVP	5,000	—	—	15,000	—	amended
Dec 19, 2017 AForm 4 →	Dec 20, 5:01 pm EST	AMN HEALTHCARE SERVICES INCAMN	Susan R SalkaPresident and CEO, Director	20,429	—	—	20,429	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:02 pm EST	PVH CORP. /DE/PVH	James HolmesSVP and Controller	2,500	—	—	0	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:12 pm EST	PIERIS PHARMACEUTICALS, INC.PIRS	ORBIMED ADVISORS LLC +210% Owner	147,635	—	—	0	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:12 pm EST	Global Blood Therapeutics, Inc.GBT	Jung ChoiSee Remarks	1,400	—	—	5,680	—
Dec 19, 2017 MForm 4 →	Dec 20, 5:13 pm EST	Spark Therapeutics, Inc.ONCE	Jeffrey D MarrazzoChief Executive Officer, Director	60,000	—	—	182,071	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:14 pm EST	At Home Group Inc.HOME	Peter SG CorsaChief Operating Officer	13,475	—	—	528,442	—
Dec 19, 2017 XForm 4 →	Dec 20, 5:17 pm EST	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	90,756	—
Dec 18, 2017 AForm 4 →	Dec 20, 5:19 pm EST	NEVRO CORPNVRO	Kashif RashidGeneral Counsel	20,000	—	—	20,000	—
Dec 18, 2017 DForm 4 →	Dec 20, 5:36 pm EST	International Seaways, Inc.INSW	Derek G. SolonVice President	2,335	—	—	0	—	amended
Dec 18, 2017 DForm 4 →	Dec 20, 5:37 pm EST	International Seaways, Inc.INSW	William F. NugentVice Preseident	2,335	—	—	0	—	amended
Dec 18, 2017 MForm 4 →	Dec 20, 5:38 pm EST	ZILLOW GROUP, INC.Z AND ZG	Spencer M RascoffChief Executive Officer, Director	58,050	—	—	641,036	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:39 pm EST	Hewlett Packard Enterprise CoHPE	Kirt P KarrosSVP, Finance & Treasurer	81,094	—	—	8,501	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:40 pm EST	COOPER COMPANIES INCCOO	Robert S WeissPresident & CEO, Director	32,500	—	—	0	—
Dec 4, 2017 JForm 4 →	Dec 20, 5:42 pm EST	FTE Networks, Inc.FTNW	LATERAL INVESTMENT MANAGEMENT, LLC +510% Owner	271,972	—	—	1,127,739	—	late
Dec 18, 2017 MForm 4 →	Dec 20, 5:43 pm EST	COOPER COMPANIES INCCOO	A Thomas BenderDirector	7,150	—	—	0	—
Dec 15, 2017 PSForm 4/A →	Dec 20, 5:46 pm EST	FTE Networks, Inc.FTNW	LATERAL INVESTMENT MANAGEMENT, LLC +610% Owner	509,468	—	—	1,127,739	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:51 pm EST	TRACTOR SUPPLY CO /DE/TSCO	Steve K BarbarickPresident & CMO	43,076	—	—	0	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:51 pm EST	HCA Healthcare, Inc.HCA	Victor L CampbellSVP	5,600	—	—	1,158	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:53 pm EST	Esperion Therapeutics, Inc.ESPR	Dov A Goldstein M.D.Director	21,471	—	—	0	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:53 pm EST	STAMPS.COM INCSTMP	Kenneth Thomas McBrideChairman & CEO, Director	8,115	—	—	235,337	—
Dec 18, 2017 MForm 4 →	Dec 20, 5:54 pm EST	EAGLE PHARMACEUTICALS, INC.EGRX	Steven B RatoffDirector	2,340	—	—	0	—
Dec 19, 2017 AForm 4 →	Dec 20, 6:28 pm EST	UNITED SECURITY BANCSHARESUBFO	Bhavneet GillSVP & CHIEF FINANCIAL OFFICER	7,500	—	—	22,090	—
Dec 19, 2017 AForm 4 →	Dec 20, 6:36 pm EST	UNITED SECURITY BANCSHARESUBFO	David L EytchesonSVP & COO	7,500	—	—	7,500	—
Dec 19, 2017 AForm 4 →	Dec 20, 6:43 pm EST	UNITED SECURITY BANCSHARESUBFO	Jon M HeidtSVP & CHIEF RISK OFFICER	7,500	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 20, 6:46 pm EST	ROPER TECHNOLOGIES INCROP	Brian D JellisonCEO & President, Director	150,000	—	—	290,000	—
Dec 19, 2017 AForm 4 →	Dec 20, 6:48 pm EST	UNITED SECURITY BANCSHARESUBFO	Dennis R WoodsCEO, Director	7,500	—	—	0	—
Dec 18, 2017 AForm 4 →	Dec 20, 6:52 pm EST	AxoGen, Inc.AXGN	Karen L. ZaderejCEO, Director	87,500	—	—	12,500	—
Dec 18, 2017 AForm 4 →	Dec 20, 6:53 pm EST	AxoGen, Inc.AXGN	Peter J MarianiChief Financial Officer	52,600	—	—	7,600	—
Dec 18, 2017 AForm 4 →	Dec 20, 6:53 pm EST	AxoGen, Inc.AXGN	Jon S. GingrichChief Commercial Officer	38,100	—	—	5,500	—
Dec 18, 2017 AForm 4 →	Dec 20, 6:53 pm EST	AxoGen, Inc.AXGN	Shawn F McCarreySVP Sales	10,500	—	—	1,500	—
Dec 18, 2017 AForm 4 →	Dec 20, 6:53 pm EST	AxoGen, Inc.AXGN	Kevin LeachVice President Marketing	9,650	—	—	1,400	—
Dec 18, 2017 AForm 4 →	Dec 20, 6:54 pm EST	AxoGen, Inc.AXGN	Mark Louis FriedmanVP,Regulatory & Quality	10,500	—	—	1,500	—
Dec 19, 2017 AForm 4 →	Dec 20, 6:54 pm EST	UNITED SECURITY BANCSHARESUBFO	William M. YarbenetSVP & CCO	7,500	—	—	36,522	—
Dec 18, 2017 AForm 4 →	Dec 20, 6:54 pm EST	AxoGen, Inc.AXGN	Erick Wayne DeVinneyVP, Clinical&Translational Sc	16,200	—	—	2,300	—
Dec 18, 2017 AForm 4 →	Dec 20, 6:54 pm EST	AxoGen, Inc.AXGN	Michael Patrick DonovanVP Operations	10,500	—	—	1,500	—
Dec 18, 2017 AForm 4 →	Dec 20, 6:54 pm EST	AxoGen, Inc.AXGN	David K HansenChief Accounting Officer	10,100	—	—	1,500	—
Dec 19, 2017 MForm 4 →	Dec 20, 6:55 pm EST	FORTINET INCFTNT	John WhittleVP Corp Dev&Strat Alliance,GC	13,749	—	—	16,251	—
Dec 18, 2017 AForm 4 →	Dec 20, 6:55 pm EST	AxoGen, Inc.AXGN	Gregory Gene FreitagGeneral Counsel & SVP BD, Director	25,800	—	—	3,700	—
Dec 19, 2017 MForm 4 →	Dec 20, 7:00 pm EST	NATURAL GAS SERVICES GROUP INCNGS	Stephen Charles TaylorChief Executive Officer, Director	16,212	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 20, 7:08 pm EST	SYNOPSYS INCSNPS	John F Runkel Jr.General Counsel &	10,000	—	—	23,363	—
Dec 18, 2017 AMForm 4 →	Dec 20, 7:14 pm EST	Five9, Inc.FIVN	Daniel P. BurklandPresident	86,332	—	—	59,401	—	amended
Dec 18, 2017 DForm 4 →	Dec 20, 7:18 pm EST	DEPOMED INCDEPO	August J MorettiChief Financial Officer & SVP	201,700	—	—	0	—
Dec 18, 2017 DForm 4 →	Dec 20, 7:18 pm EST	DEPOMED INCDEPO	Matthew M GoslingSVP, General Counsel	272,000	—	—	0	—
Dec 18, 2017 AMForm 4 →	Dec 20, 7:19 pm EST	Five9, Inc.FIVN	Barry ZwarensteinInterim CEO, CFO and Secretary	33,039	—	—	41,500	—	amended
Dec 18, 2017 AForm 4 →	Dec 20, 7:34 pm EST	Xencor IncXNCR	Richard J RanieriDirector	15,000	—	—	15,000	—
Dec 19, 2017 MForm 4 →	Dec 20, 7:41 pm EST	Colfax CORPCFX	Daniel A PryorEVP, Strategy & Business Dev.	53,333	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 20, 8:08 pm EST	SenesTech, Inc.SNES	Matthew K SzotDirector	3,086	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 20, 8:27 pm EST	Xylem Inc.XYL	Steven R LorangerDirector	17,139	—	—	0	—
Dec 18, 2017 JForm 4 →	Dec 20, 8:39 pm EST	Hostess Brands, Inc.TWNK	CDM Hostess Class C, LLCOther	31,685	—	—	988,224	—
Dec 18, 2017 JForm 4 →	Dec 20, 8:43 pm EST	Hostess Brands, Inc.TWNK	Hostess CDM Co-Invest, LLCOther	47,528	—	—	27,497,040	—
Dec 18, 2017 CMForm 4 →	Dec 20, 8:59 pm EST	Pure Storage, Inc.PSTG	David HatfieldPresident	116,668	—	—	1,077,180	—
Dec 19, 2017 MForm 4 →	Dec 20, 9:03 pm EST	SenesTech, Inc.SNES	Grover T. WickershamDirector	3,086	—	—	0	—
Dec 18, 2017 MForm 4 →	Dec 20, 9:08 pm EST	Protagonist Therapeutics, IncPTGX	Thomas P. O'NeilChief Financial Officer	8,000	—	—	28,998	—
Dec 18, 2017 MForm 4 →	Dec 20, 9:13 pm EST	Protagonist Therapeutics, IncPTGX	David Y LiuChief Scientific Officer	875	—	—	11,475	—
Dec 20, 2017 MForm 4 →	Dec 20, 9:28 pm EST	Protagonist Therapeutics, IncPTGX	Dinesh V Ph D PatelPresident and CEO, Director	1,790	—	—	52,297	—
Dec 19, 2017 MForm 4 →	Dec 20, 9:28 pm EST	Guidewire Software, Inc.GWRE	Michael PolelleChief Delivery Officer	209	—	—	834	—
Dec 19, 2017 MForm 4 →	Dec 21, 8:04 am EST	TEMPUR SEALY INTERNATIONAL, INC.TPX	Richard W AndersonEVP & President North America	24,345	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 21, 9:34 am EST	Scripps Networks Interactive, Inc.SNI	Michael R CostaDirector	18,955	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 21, 10:27 am EST	NORWOOD FINANCIAL CORPNWFL	Ralph A MatergiaDirector	825	—	—	5,875	—
Dec 19, 2017 MForm 4 →	Dec 21, 10:34 am EST	EMERSON ELECTRIC COEMR	Robert T SharpExec. Pres. Comm & Res. Sols.	12,000	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 21, 11:48 am EST	DELTIC TIMBER CORPDEL	Byrom WalkerInterim VP, CFO; Controller	5,500	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 21, 12:05 pm EST	DELTIC TIMBER CORPDEL	David V MeghreblianVICE PRESIDENT, REAL ESTATE	16,057	—	—	0	—
Dec 19, 2017 MForm 4 →	Dec 21, 12:09 pm EST	DELTIC TIMBER CORPDEL	Kent L StreeterVice President Wood Products	5,665	—	—	0	—
Dec 20, 2017 AJForm 4 →	Dec 21, 12:12 pm EST	SunCoke Energy Partners, L.P.SXCP	John W Somerhalder IIDirector	2,676	—	—	3,565	—
Dec 19, 2017 MForm 4 →	Dec 21, 12:14 pm EST	DELTIC TIMBER CORPDEL	Jim F Andrews Jr.VP, Gen. Counsel & Secretary	10,722	—	—	0	—
Dec 20, 2017 AJForm 4 →	Dec 21, 12:16 pm EST	SunCoke Energy Partners, L.P.SXCP	Alvin BledsoeDirector	1,011	—	—	1,347	—
Dec 19, 2017 MForm 4 →	Dec 21, 12:18 pm EST	DELTIC TIMBER CORPDEL	Jim F Andrews Jr.VP, Gen. Counsel & Secretary	4,704	—	—	0	—
Dec 20, 2017 MForm 4 →	Dec 21, 12:23 pm EST	CIMPRESS N.V.CMPR	Katryn BlakeCEO, Vistaprint Business Unit	30,000	—	—	56,000	—
Dec 20, 2017 MForm 4 →	Dec 21, 12:34 pm EST	NEW PEOPLES BANKSHARES INCNWPP	John D CoxDirector	9,114	—	—	1,292	—
Dec 20, 2017 MForm 4 →	Dec 21, 12:44 pm EST	NEW PEOPLES BANKSHARES INCNWPP	Christopher Todd AsburyPresident & CEO	200	—	—	0	—
Dec 19, 2017 CForm 4 →	Dec 21, 2:01 pm EST	OPIANT PHARMACEUTICALS, INC.OPNT	Geoffrey Wolf10% Owner	37,850	—	—	277,150	—
Dec 19, 2017 AMForm 4 →	Dec 21, 2:36 pm EST	NATIONAL FUEL GAS CONFG	Karen M CamioloController	1,708	—	—	1,415	—
Dec 20, 2017 MForm 4 →	Dec 21, 2:44 pm EST	SUPERIOR UNIFORM GROUP INCSGC	Andrew D Demott Jr.Chief Operating Officer & CFO	16,414	—	—	0	—
Feb 10, 2017 AForm 4/A →	Dec 21, 2:50 pm EST	YUM BRANDS INCYUM	Brian C CornellDirector	3,529	—	—	3,529	—
Dec 19, 2017 MForm 4 →	Dec 21, 2:54 pm EST	NATIONAL FUEL GAS CONFG	Carl M CarlottiPresident - NFG Dist. Corp.	428	—	—	0	—
Dec 20, 2017 MForm 4 →	Dec 21, 3:04 pm EST	SUPERIOR UNIFORM GROUP INCSGC	Michael BenstockCEO, Director	26,414	—	—	0	—
Dec 19, 2017 AMForm 4 →	Dec 21, 3:19 pm EST	NATIONAL FUEL GAS CONFG	David P BauerTreasurer & Prin. Fin. Officer	12,370	—	—	0	—
Dec 20, 2017 AForm 4 →	Dec 21, 3:31 pm EST	SunCoke Energy, Inc.SXC	Alvin BledsoeDirector	1,970	—	—	59,938	—
Dec 20, 2017 MForm 4 →	Dec 21, 3:38 pm EST	SUPERIOR UNIFORM GROUP INCSGC	Peter BenstockExecutive VP	34,700	—	—	0	—
Dec 20, 2017 AForm 4 →	Dec 21, 3:45 pm EST	SunCoke Energy, Inc.SXC	Susan R. LandahlDirector	2,462	—	—	3,520	—
Dec 11, 2017 AForm 4 →	Dec 21, 3:46 pm EST	CALLON PETROLEUM COCPE	James P Ulm IISenior VP & CFO	90,000	—	—	90,000	—	late
Dec 20, 2017 AForm 4 →	Dec 21, 3:54 pm EST	SunCoke Energy, Inc.SXC	John W RoweDirector	2,462	—	—	58,779	—
Dec 19, 2017 AMForm 4 →	Dec 21, 3:55 pm EST	NATIONAL FUEL GAS CONFG	Paula M CiprichSr VP, Gen Counsel & Sec	2,729	—	—	2,200	—
Dec 21, 2017 MForm 4 →	Dec 21, 3:59 pm EST	ANIXTER INTERNATIONAL INCAXE	Robert J. EckCEO, Director	11,000	—	—	174	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.