SEC Form 4 · accession 0001209191-17-066643
Prologis, Inc. · PLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Olinger
Officer — Chief Financial Officer
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001045609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | M | 28,303 | $15.92 | A | 36,325 | D | |
| Common StockF1 | Dec 18, 2017 | S | 28,303 | $66.33 | D | 8,022 | D | |
| Common Stock | Dec 18, 2017 | M | 17,897 | $22.14 | A | 25,919 | D | |
| Common StockF1 | Dec 18, 2017 | S | 17,897 | $66.33 | D | 8,022 | D | |
| Common StockF2 | holding | — | — | — | 29,170 | I | Rabbi Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionsF3 | $15.92 | Dec 18, 2017 | M | 28,303 | D | — | Feb 10, 2019 | Common Stock | 28,303 | 23,097 | D |
| NQ Stock OptionsF4 | $22.14 | Dec 18, 2017 | M | 17,897 | D | — | Feb 21, 2018 | Common Stock | 17,897 | 5,200 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.65. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
- F2Held indirectly through a rabbi trust pursuant to our nonqualified deferred compensation plans.
- F3Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on February 1, 2012. There are zero options remaining exercisable under this award.
- F4Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on February 1, 2013.