SEC Form 4 · accession 0001321646-17-000151
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Michael Fogarty
Officer — President and CEO · Director
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2017 | M | 1,042 | $14.46 | A | 197,731 | D | |
| Common Stock | Dec 18, 2017 | S | 1,042 | $50.00 | D | 196,689 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Options (Right to Buy)F2 | $14.46 | Dec 18, 2017 | M | 1,042 | D | — | Jan 3, 2020 | Common Stock | 1,042 | 176,577 | D |
Explanation of responses
- F1All transactions reflected in this Form 4 were transacted under a 10b5-1 Trading Plan that was adopted on November 16, 2017.
- F2The options became exerciseable in equal installments on each of the first five anniversaries of January 3, 2010.