SEC Form 4 · accession 0001127602-17-035275
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Glaser
Officer — President and CEO, MMC · Director
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2017 | G | 245 | $0.00 | D | 279,367 | D | |
| Common Stock | Dec 1, 2017 | G | 575 | $0.00 | D | 278,792 | D | |
| Common Stock | Dec 18, 2017 | M | 395,000 | $0.00 | A | 673,792 | D | |
| Common Stock | Dec 18, 2017 | S | 395,000 | $82.704 | D | 278,792 | D | |
| Common Stock | Dec 19, 2017 | M | 223,557 | $0.00 | A | 502,349 | D | |
| Common Stock | Dec 19, 2017 | S | 223,557 | $82.96 | D | 278,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $22.705 | Dec 18, 2017 | M | 395,000 | D | — | Feb 21, 2020 | Common Stock | 395,000 | 223,557 | D |
| Stock Options (Right to Buy)F1 | $22.705 | Dec 19, 2017 | M | 223,557 | D | — | Feb 21, 2020 | Common Stock | 223,557 | 0 | D |
Explanation of responses
- F1These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.