SEC Form 4 · accession 0001127602-17-035276
EQT Corp · EQT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Schlotterbeck
Officer — President & CEO · Director
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033213
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | M | 38,500 | $44.84 | A | 154,091 | D | |
| Common StockF1,F2 | Dec 18, 2017 | F | 34,666 | $55.00 | D | 119,425 | D | |
| Common Stock | holding | — | — | — | 28,012 | I | By Spouse | |
| Common Stock | holding | — | — | — | 10,843 | I | Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $44.84 | Dec 18, 2017 | M | 38,500 | D | Jan 1, 2012 | Jan 1, 2018 | Common Stock | 38,500 | 0 | D |
Explanation of responses
- F1On December 18, 2017, Mr. Schlotterbeck exercised 38,500 previously reported stock options. EQT Corporation, consistent with its practice, withheld 34,666 shares to satisfy the tax liability and exercise price associated with these options.
- F2Includes an aggregate of 396 shares purchased since the last applicable report through the EQT Corporation 2008 Employee Stock Purchase Plan.
- F3January 1, 2011 was the grant date of the options. The options vested in two tranches with 50% vesting on January 1, 2012 and 50% vesting on January 1, 2013.