SEC Form 4 · accession 0001209191-17-066675
HCA Healthcare, Inc. · HCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor L Campbell
Officer — SVP
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | M | 5,600 | $5.9821 | A | 132,875 | D | |
| Common Stock | holding | — | — | — | 26,478 | I | By AWC 2012 Trust (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 42,478 | I | By MNC 2012 Trust (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 33,196 | I | By Trust f/b/o AWC (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 33,196 | I | By Trust f/b/o MNC (Spouse, Trustee) | |
| Common Stock | holding | — | — | — | 65,629 | I | By Trust (Daughter, Trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2,F3 | $5.9821 | Dec 18, 2017 | M | 5,600 | D | — | Aug 27, 2019 | Common Stock | 5,600 | 1,158 | D |
Explanation of responses
- F1Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
- F2The option was scheduled to vest in three equal annual installments beginning on August 27, 2012. A change in control of the Issuer occurred effective November 1, 2013, resulting in the accelerated vesting of the option as to the shares that remained unvested.
- F3Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.