SEC Form 4 · accession 0001144204-17-064615
Pershing Gold Corp. · PGLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry C Honig
Director · 10% Owner
Period of report
Dec 19, 2017
Accepted (ET)
Dec 21, 2017 · 8:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2017 | P | 990,099 | $3.03 | A | 3,853,034 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $3.40 | Dec 19, 2017 | P | 396,039 | A | Dec 19, 2017 | Dec 19, 2019 | Common Stock | 396,039 | 396,039 | I |
Explanation of responses
- F1Held by GRQ Consultants, Inc. 401K Plan. Barry Honig is the trustee of GRQ Consultants, Inc. 401K Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K Plan.