SEC Form 4 · accession 0001179706-17-000288
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirt P Karros
Officer — SVP, Finance & Treasurer
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | M | 72,595 | $8.62 | A | 72,595 | D | |
| Common StockF1 | Dec 18, 2017 | S | 72,595 | $14.86 | D | 0 | D | |
| Common Stock | Dec 18, 2017 | M | 8,499 | $8.83 | A | 8,499 | D | |
| Common StockF1 | Dec 18, 2017 | S | 8,499 | $14.86 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F2,F3,F4 | $8.62 | Dec 18, 2017 | M | 72,595 | D | Nov 2, 2016 | Nov 2, 2023 | Common Stock | 72,595 | 72,595 | D |
| Employee Stock Option (Right to buy)F2,F3,F4 | $8.83 | Dec 18, 2017 | M | 8,499 | D | Dec 9, 2016 | Dec 9, 2023 | Common Stock | 8,499 | 8,501 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/17.
- F2This option reflects post spin-off conversion adjustments previously reported.
- F3This option became exercisable beginning on this date.
- F4This option is no longer exercisable beginning on this date.