SEC Form 4 · accession 0001437749-17-021004
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Benstock
Officer — CEO · Director
Period of report
Dec 20, 2017
Accepted (ET)
Dec 21, 2017 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2017 | M | 26,414 | $7.36 | A | 569,434 | D | |
| Common StockF2 | Dec 20, 2017 | D | 7,119 | $27.31 | D | 562,315 | D | |
| Common StockF3 | Dec 20, 2017 | F | 7,719 | $27.31 | D | 554,596 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $7.36 | Dec 20, 2017 | M | 26,414 | D | Feb 7, 2014 | Feb 7, 2019 | Common Stock | 26,414 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F2Shares disposed of to the Issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
- F3Shares withheld by the Issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.