SEC Form 4 · accession 0001206264-17-000158
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Anderson
Officer — EVP & President North America
Period of report
Dec 19, 2017
Accepted (ET)
Dec 21, 2017 · 8:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2017 | M | 24,345 | $37.05 | A | 78,236 | D | |
| Common StockF3 | Dec 19, 2017 | S | 24,345 | $64.99 | D | 53,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $37.05 | Dec 19, 2017 | M | 24,345 | D | — | Feb 21, 2023 | Common Stock | 24,345 | 0 | D |
Explanation of responses
- F1The conversion of the Stock Options into Common Shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading adopted by the reporting person on November 6, 2017.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2017.
- F3This price is the weighted average purchase price for the transactions on this line. The price for the transactions reported on this line range from $64.90 to $65.16, inclusive. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F4These Stock Options vested in two annual installments, with options covering 12,173 shares of common stock vesting on February 22, 2014 and options covering 12,172 shares of common stock vesting on February 22, 2015.