SEC Form 4 · accession 0001622181-17-000010
Function(x) Inc. · FNCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sillerman Investment Co III, LLC
Officer — Executive Chairman and CEO · Director · 10% Owner
Period of report
May 5, 2017
Accepted (ET)
Dec 21, 2017 · 10:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000725876
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series G Convertible StockF2,F1,F3,F4 | — | May 5, 2017 | A | 3,286 | A | — | — | Common Stock | — | 3,286 | D |
Explanation of responses
- F1The Series G Preferred Shares are convertible into shares of Common Stock at the lower of (i) $1.05 per share and (ii) on or after June 1, 2017, the closing bid price on the day immediately prior to the conversion date (but not less than $0.10 per share).
- F2The original Form 4 filed on May 9, 2017 is amended by this Form 4 to correctly reflect the date of the transaction and the reporting person's ownership of Series G Convertible Preferred Stock as reported in the Form 8-K/A filed on June 22, 2017.
- F3Twenty (20) days after a Definitive Information Statement has been mailed to shareholders of the Issuer.
- F4N/A