SEC Form 4 · accession 0001437749-17-021009
SUPERIOR GROUP OF COMPANIES, INC. · SGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Benstock
Officer — Executive VP
Period of report
Dec 20, 2017
Accepted (ET)
Dec 21, 2017 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000095574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2017 | M | 18,286 | $5.645 | A | 388,029 | D | |
| Common StockF2 | Dec 20, 2017 | D | 3,780 | $27.31 | D | 384,249 | D | |
| Common StockF3 | Dec 20, 2017 | F | 5,803 | $27.31 | D | 378,446 | D | |
| Common StockF1 | Dec 20, 2017 | M | 16,414 | $7.36 | A | 394,860 | D | |
| Common StockF2 | Dec 20, 2017 | D | 4,424 | $27.31 | D | 390,436 | D | |
| Common StockF3 | Dec 20, 2017 | F | 4,797 | $27.31 | D | 385,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $5.645 | Dec 20, 2017 | M | 18,286 | D | Feb 1, 2013 | Feb 1, 2018 | Common Stock | 18,286 | 0 | D |
| Stock Appreciation RightsF4 | $7.36 | Dec 20, 2017 | M | 16,414 | D | Feb 7, 2014 | Feb 7, 2019 | Common Stock | 16,414 | 0 | D |
Explanation of responses
- F1Shares acquired upon the exercise of stock-settled stock appreciation rights.
- F2Shares disposed of to the Issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.
- F3Shares withheld by the Issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.
- F4These stock appreciation rights are fully vested on date of grant.