SEC Form 4 · accession 0001127602-17-035282
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Weiss
Officer — President & CEO · Director
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | M | 22,500 | $58.07 | A | 119,111 | D | |
| Common Stock | Dec 18, 2017 | M | 10,000 | $58.07 | A | 129,111 | D | |
| Common StockF1 | Dec 18, 2017 | S | 19,627 | $224.04 | D | 109,484 | D | |
| Common StockF2 | Dec 18, 2017 | S | 5,929 | $225.17 | D | 103,555 | D | |
| Common StockF3 | Dec 18, 2017 | S | 5,964 | $226.01 | D | 97,591 | D | |
| Common StockF4 | Dec 18, 2017 | S | 980 | $226.97 | D | 96,611 | D | |
| Common Stock | holding | — | — | — | 46,453 | I | Robert S. Weiss and Marilyn A. Weiss, Trustees of the Robert and Marilyn Weiss Trust dated 5/17/06 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F5 | $58.07 | Dec 18, 2017 | M | 22,500 | D | — | Dec 12, 2020 | Common Stock | 22,500 | 0 | D |
| Stock Options (Right to Buy)F6 | $58.07 | Dec 18, 2017 | M | 10,000 | D | — | Dec 12, 2020 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.68 to $224.66. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
- F2The sales price represents a weighted average of sales prices ranging between $224.68 and $225.67.
- F3The sales price represents a weighted average of sales prices ranging between $225.75 and $226.605.
- F4The sales price represents a weighted average of sales prices ranging between $226.75 and $227.08.
- F512/13/10 RSW NQ 5 yr Grant: The options will vest in equal increments over five years measured from the date of grant as follows: 1/5 shall vest on 12/13/11; 1/5 shall vest on 12/13/12; 1/5 shall vest on 12/13/13; 1/5 shall vest on 12/13/14; and 1/5 shall vest on 12/13/15.
- F6RSW 12/13/10 NQ 4yr Grant: The options will vest in equal increments over four years measured from the date of grant as follows: 1/4 shall vest on 12/13/11; 1/4 shall vest on 12/13/12; 1/4 shall vest on 12/13/13; and 1/4 shall vest on 12/13/14.