SEC Form 4 · accession 0001209191-17-066747
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katryn Blake
Officer — CEO, Vistaprint Business Unit · Other
Period of report
Dec 20, 2017
Accepted (ET)
Dec 21, 2017 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 20, 2017 | M | 30,000 | $50.00 | A | 39,814 | D | |
| Ordinary SharesF2 | Dec 20, 2017 | S | 29,795 | $118.55 | D | 10,019 | D | |
| Ordinary SharesF3 | Dec 20, 2017 | S | 205 | $118.98 | D | 9,814 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy)F4 | $50.00 | Dec 20, 2017 | M | 30,000 | D | May 4, 2013 | May 4, 2020 | Ordinary Shares | 30,000 | 56,000 | D |
Explanation of responses
- F1These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 20, 2017.
- F2The price range for sales of these shares was between $117.91 and 118.91 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The price range for sales of these shares was between $118.93 and $119.00 per share. Upon appropriate request, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4This share option vests over a seven-year period from the date of grant, as follows: 6.25% of the original number of ordinary shares subject to the share option vests on the first anniversary of the date of grant. The remaining ordinary shares vest on a quarterly basis over the subsequent six years in tranches ranging from 1.56% to 10.94% of the original number of ordinary shares subject to the option.