SEC Form 4 · accession 0001140361-17-046904
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter SG Corsa
Officer — Chief Operating Officer
Period of report
Dec 18, 2017
Accepted (ET)
Dec 20, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | M | 13,475 | $9.7536 | A | 13,475 | D | |
| Common Stock | Dec 18, 2017 | S | 13,475 | $31.00 | D | 0 | D | |
| Common StockF3 | holding | — | — | — | 2,260 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $9.7536 | Dec 18, 2017 | M | 13,475 | D | — | Jan 10, 2023 | Common Stock | 13,475 | 528,442 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F3The reporting person beneficially owns these shares indirectly through the revocable Corsa Family Trust of 2006 (the "Trust"). The reporting person and his wife serve as the trustees and are the beneficiaries of the Trust.
- F4These options are fully vested.