SEC Form 4 · accession 0001140361-17-046935
UNITED SECURITY BANCSHARES · UFBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon M Heidt
Officer — SVP & CHIEF RISK OFFICER
Period of report
Dec 19, 2017
Accepted (ET)
Dec 20, 2017 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001137547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2017 | M | 0 | $0.00 | A | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Dec 19, 2017 | A | 7,500 | A | Dec 19, 2018 | Dec 19, 2027 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Represents Grant of Restricted Stock Units. Shares to vest at 100% on December 19, 2018. The RSUs were issued to the Reporting Person pursuant to the Issuer's 2015 Equity Incentive Plan.