Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 11, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

353 filings · trading day Dec 11, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 24, 2017 AForm 4 →	Dec 8, 5:42 pm EST	Cocrystal Pharma, Inc.COCP	Raymond F SchinaziDirector	1,851,851	$500,000.00	$925,925,500,000	1,851,851	—	late
Dec 7, 2017 ADForm 4 →	Dec 11, 2:17 pm EST	PharMerica CORPPMC	Gregory S WeisharChief Executive Officer, Director	475,843	$18.41	$3,365,366	0	—
Dec 11, 2017 AForm 4 →	Dec 11, 2:15 pm EST	WINMARK CORPWINA	Brett D HeffesCEO, Director	5,000	$134.25	$671,250	5,000	—
Dec 11, 2017 AForm 4 →	Dec 11, 2:18 pm EST	WINMARK CORPWINA	Anthony D IshaugChief Financial Officer	5,000	$134.25	$671,250	5,000	—
Dec 11, 2017 AForm 4 →	Dec 11, 2:21 pm EST	WINMARK CORPWINA	Steven C ZolaPresident, Winmark Capital, Director	5,000	$134.25	$671,250	5,000	—
Dec 11, 2017 AForm 4 →	Dec 11, 2:23 pm EST	WINMARK CORPWINA	Steven MurphyPresident of Franchising	5,000	$134.25	$671,250	5,000	—
Dec 6, 2017 SForm 4 →	Dec 8, 4:38 pm EST	Rosehill Resources Inc.ROSE	Geode Capital Master Fund Ltd. - Geode Diversified Fund10% Owner	581,256	$1.00	$581,681	385,062	—
Dec 7, 2017 ADForm 4 →	Dec 8, 5:00 pm EST	PharMerica CORPPMC	Suresh VishnubhatlaEVP, LTC Operations	104,235	$18.41	$381,437	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 3:31 pm EST	Michael Kors Holdings LtdKORS	Pascale MeyranSVP, Chief HR Officer	6,835	$47.84	$326,969	5,021	—
Dec 7, 2007 AMForm 4/A →	Dec 8, 2017, 7:07 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	H. Craig MoodyDirector	75,794	$2.93	$222,047	2,757	—
Dec 7, 2007 AForm 4/A →	Dec 11, 2017, 3:23 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	Robert Gail HunterDirector	75,794	$2.93	$222,047	1,000	—
Dec 7, 2017 ADForm 4 →	Dec 8, 4:57 pm EST	PharMerica CORPPMC	Thomas A CanerisSVP, GC and Secretary	68,932	$18.41	$176,515	0	—
Dec 7, 2012 AForm 4/A →	Dec 11, 2017, 2:06 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	Gilbert A FullerDirector	29,241	$5.23	$152,816	1,000	—
Dec 6, 2013 AForm 4 →	Dec 11, 2017, 3:59 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	John L CookDirector	27,964	$5.20	$145,474	1,000	—	late
Dec 7, 2012 AForm 4 →	Dec 11, 2017, 3:34 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	Norman G WilburDirector	26,091	$5.38	$140,374	1,000	—	late
Dec 11, 2017 AForm 4 →	Dec 11, 2:26 pm EST	WINMARK CORPWINA	Leah A GoffVP of Human Resources	1,000	$134.25	$134,250	1,000	—
Dec 7, 2017 AForm 4 →	Dec 11, 8:38 am EST	BAY BANKS OF VIRGINIA INCBAYK	C Frank Scott IIIChairman, Director	10,579	$10.35	$109,493	11,579	—
Dec 7, 2017 AForm 4 →	Dec 11, 8:45 am EST	BAY BANKS OF VIRGINIA INCBAYK	Randal R GreenePresident & CEO, Director	10,579	$10.35	$109,493	40,579	—
Dec 7, 2017 MForm 4 →	Dec 8, 4:17 pm EST	RBC Bearings INCROLL	Michael J HartnettPresident and CEO, Director	1,687	$64.15	$108,221	88,513	—
Dec 11, 2017 AForm 4 →	Dec 11, 1:58 pm EST	WINMARK CORPWINA	Lawrence A BarbettaDirector	800	$134.25	$107,400	800	—
Dec 11, 2017 AForm 4 →	Dec 11, 2:00 pm EST	WINMARK CORPWINA	Jenele C GrassleDirector	800	$134.25	$107,400	800	—
Dec 11, 2017 AForm 4 →	Dec 11, 2:04 pm EST	WINMARK CORPWINA	Paul C ReyeltsDirector	800	$134.25	$107,400	800	—
Dec 11, 2017 AForm 4 →	Dec 11, 2:07 pm EST	WINMARK CORPWINA	Mark L WilsonDirector	800	$134.25	$107,400	800	—
Dec 11, 2017 AForm 4 →	Dec 11, 2:13 pm EST	WINMARK CORPWINA	Kirk A MackenzieDirector	800	$134.25	$107,400	800	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:03 pm EST	PAIN THERAPEUTICS INCPTIE	Robert Z GussinDirector	25,000	$4.09	$102,250	123,272	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:21 pm EST	PAIN THERAPEUTICS INCPTIE	Sanford RobertsonDirector	25,000	$4.09	$102,250	123,276	—
Dec 7, 2017 IForm 4 →	Dec 8, 5:30 pm EST	XCEL ENERGY INCXEL	Judy M. PoferlSVP, Corp Secretary, Exec Svcs	1,967	$50.84	$100,000	34,265	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:16 pm EST	PAIN THERAPEUTICS INCPTIE	Saira RamasastryDirector	22,500	$4.09	$92,025	79,991	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:59 pm EST	SUMMIT FINANCIAL GROUP INCSMMF	Robert S TissueSenior VP & CFO	7,178	$12.01	$86,208	10,769	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:09 pm EST	PAIN THERAPEUTICS INCPTIE	Michael J O'DonnellDirector	20,000	$4.09	$81,800	90,574	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:27 pm EST	PAIN THERAPEUTICS INCPTIE	Patrick J Scannon M.D. Ph.D.Director	20,000	$4.09	$81,800	107,204	—
Dec 8, 2017 MForm 4 →	Dec 11, 1:54 pm EST	SEI INVESTMENTS COSEIC	William DoranDirector	2,500	$32.49	$81,225	0	—
Dec 4, 2017 FForm 4 →	Dec 11, 2:32 pm EST	FNB BANCORP/CA/FNBG	Anthony J CliffordEVP/COO, Director	3,985	$19.81	$78,928	0	—	late
Dec 7, 2017 AForm 4 →	Dec 11, 9:08 am EST	BAY BANKS OF VIRGINIA INCBAYK	James A Wilson Jr.EVP & CFO	7,500	$10.35	$77,625	7,500	—
Dec 7, 2017 AForm 4 →	Dec 11, 10:12 am EST	BAY BANKS OF VIRGINIA INCBAYK	Douglas F JenkinsVice President	7,500	$10.35	$77,625	26,731	—
Aug 1, 2017 AForm 4/A →	Dec 8, 4:50 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Gary F GoodeDirector	780	$85.05	$66,339	29,840	—
Aug 1, 2017 AForm 4/A →	Dec 8, 4:47 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	William G CurrieDirector	739	$85.05	$62,852	1,396	—
Dec 6, 2017 SForm 4 →	Dec 8, 6:46 pm EST	Blueknight Energy Partners, L.P.BKEP	MSD Partners, L.P. +110% Owner	7,609	$7.50	$57,088	1,919,379	—
Dec 7, 2017 ADForm 4 →	Dec 8, 4:59 pm EST	PharMerica CORPPMC	Berard TomassettiSVP and CAO	20,776	$18.41	$54,567	0	—
Aug 1, 2017 AForm 4/A →	Dec 8, 4:49 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	John M EnglerDirector	640	$85.05	$54,432	10,683	—
Aug 1, 2017 AForm 4/A →	Dec 8, 4:52 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Thomas Wayne RhodesDirector	640	$85.05	$54,432	10,601	—
Aug 1, 2017 AForm 4/A →	Dec 8, 4:53 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Brian C WalkerDirector	600	$85.05	$51,030	4,214	—
Aug 1, 2017 AForm 4/A →	Dec 8, 4:55 pm EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael G. WooldridgeDirector	591	$85.05	$50,265	2,497	—
Dec 6, 2017 MForm 4 →	Dec 8, 5:10 pm EST	SUMMIT FINANCIAL GROUP INCSMMF	Julie R CookVP & Chief Accounting Officer	3,522	$12.01	$42,299	5,284	—
Dec 7, 2017 AForm 4 →	Dec 11, 9:01 am EST	BAY BANKS OF VIRGINIA INCBAYK	Deborah Marie EvansSenior Vice President	2,500	$10.35	$25,875	19,271	—
Dec 7, 2017 AForm 4 →	Dec 11, 10:02 am EST	BAY BANKS OF VIRGINIA INCBAYK	Gary L. ArmstrongExecutive Vice President	2,500	$10.35	$25,875	2,500	—
Dec 7, 2017 AForm 4 →	Dec 11, 10:04 am EST	BAY BANKS OF VIRGINIA INCBAYK	C Rodes Boyd Jr.Executive Vice President	2,500	$10.35	$25,875	2,500	—
Dec 7, 2017 AForm 4 →	Dec 11, 10:13 am EST	BAY BANKS OF VIRGINIA INCBAYK	Eric F NostExecutive Officer	2,500	$10.35	$25,875	2,500	—
Dec 7, 2017 AForm 4 →	Dec 11, 7:52 am EST	BAY BANKS OF VIRGINIA INCBAYK	Richard A Farmar IIIDirector	1,579	$10.35	$16,343	12,681	—
Dec 8, 2017 PForm 4 →	Dec 11, 9:52 am EST	OLD NATIONAL BANCORP /IN/ONB	Linda Elaine WhiteDirector	840	$17.85	$14,994	56,059	—
Dec 11, 2017 MForm 4 →	Dec 11, 1:27 pm EST	BAY BANKS OF VIRGINIA INCBAYK	Deborah Marie EvansSenior Vice President	2,000	$5.25	$10,500	17,271	—
Nov 30, 2017 AForm 4 →	Dec 8, 7:43 pm EST	WINNEBAGO INDUSTRIES INCWGO	Martha T RodamakerDirector	122	$54.75	$6,680	10,474	—	late
Dec 7, 2017 AForm 4 →	Dec 11, 7:33 am EST	BAY BANKS OF VIRGINIA INCBAYK	C. Dwight ClarkeDirector	579	$10.35	$5,993	5,681	—
Dec 7, 2017 AForm 4 →	Dec 11, 7:38 am EST	BAY BANKS OF VIRGINIA INCBAYK	Lawrence N. AshworthDirector	579	$10.35	$5,993	1,079	—
Dec 7, 2017 AForm 4 →	Dec 11, 7:43 am EST	BAY BANKS OF VIRGINIA INCBAYK	Elizabeth Hinton CrowtherDirector	579	$10.35	$5,993	3,579	—
Dec 7, 2017 AForm 4 →	Dec 11, 7:56 am EST	BAY BANKS OF VIRGINIA INCBAYK	James B McNeerDirector	579	$10.35	$5,993	1,079	—
Dec 7, 2017 AForm 4 →	Dec 11, 8:02 am EST	BAY BANKS OF VIRGINIA INCBAYK	Julien G PattersonDirector	579	$10.35	$5,993	579	—
Dec 7, 2017 AForm 4 →	Dec 11, 8:12 am EST	BAY BANKS OF VIRGINIA INCBAYK	Larry C TuckerDirector	579	$10.35	$5,993	579	—
Dec 7, 2017 AForm 4 →	Dec 11, 8:17 am EST	BAY BANKS OF VIRGINIA INCBAYK	James P VanLandinghamDirector	579	$10.35	$5,993	1,079	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:25 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Ralph AlvarezDirector	56	$60.02	$3,361	10,497	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:26 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Anthony DinoviDirector	37	$60.02	$2,221	7,014	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:27 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Sandra HorbachDirector	37	$60.02	$2,221	6,982	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:28 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Carl SparksDirector	34	$60.02	$2,041	6,352	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:26 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Irene Chang BrittDirector	32	$60.02	$1,921	5,940	—
Dec 6, 2017 MForm 4 →	Dec 8, 6:17 pm EST	Rimini Street, Inc.RMNI	Nancy LyskawaSVP - Global Client Onboarding	1,000	$0.8493	$849	178,559	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:27 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Mark E NunnellyDirector	5	$60.02	$300	1,024	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:25 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Linda W. BoffDirector	2	$60.02	$120	401	—
Dec 8, 2017 AForm 4 →	Dec 8, 4:01 pm EST	WESCO INTERNATIONAL INCWCC	Matthew J EspeDirector	731	—	—	913	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:02 pm EST	Coupa Software IncCOUP	Roger S SiboniDirector	20,000	—	—	94,316	—
Dec 8, 2017 AForm 4 →	Dec 8, 4:02 pm EST	WESCO INTERNATIONAL INCWCC	Bobby J GriffinDirector	1,387	—	—	4,927	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:03 pm EST	ENVESTNET, INC.ENV	Peter D'ArrigoChief Financial Officer	10,000	—	—	53,437	—
Dec 8, 2017 AForm 4 →	Dec 8, 4:03 pm EST	WESCO INTERNATIONAL INCWCC	Steven A RaymundDirector	1,683	—	—	12,580	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:04 pm EST	ENVESTNET, INC.ENV	Shelly O'BrienChief Legal Officer	1,500	—	—	9,366	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:04 pm EST	HALLIBURTON COHAL	Eric CarreEVP, Global Business Lines	34,425	—	—	34,425	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:04 pm EST	MARINUS PHARMACEUTICALS INCMRNS	Edward F SmithCFO	200,000	—	—	200,000	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:04 pm EST	MARINUS PHARMACEUTICALS INCMRNS	Enrique J. CarrazanaDirector	35,000	—	—	35,000	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:05 pm EST	MARINUS PHARMACEUTICALS INCMRNS	Christopher Michael CashmanCEO, Director	500,000	—	—	500,000	—
Dec 8, 2017 AForm 4 →	Dec 8, 4:05 pm EST	WESCO INTERNATIONAL INCWCC	James Louis SingletonDirector	878	—	—	11,751	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:05 pm EST	FUEL TECH, INC.FTEK	James J MarkowskyDirector	44,000	—	—	44,000	—
Nov 23, 2017 CForm 4 →	Dec 8, 4:05 pm EST	Trade Desk, Inc.TTD	Highwind S.a.r.l +210% Owner	2,331,000	—	—	0	—	late
Dec 6, 2017 AForm 4 →	Dec 8, 4:05 pm EST	MARINUS PHARMACEUTICALS INCMRNS	Michael R DoughertyDirector	35,000	—	—	35,000	—
Dec 7, 2017 MForm 4 →	Dec 8, 4:05 pm EST	PERKINELMER INCPKI	Frank Anders WilsonPlease See Remarks	70,491	—	—	0	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:05 pm EST	MARINUS PHARMACEUTICALS INCMRNS	Seth H. Z. FischerDirector	35,000	—	—	35,000	—
Dec 7, 2017 MForm 4 →	Dec 8, 4:05 pm EST	Karyopharm Therapeutics Inc.KPTI	Sharon ShachamPresident & CSO	10,000	—	—	29,394	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:06 pm EST	HALLIBURTON COHAL	Charles Geer Jr.VP and Corporate Controller	5,800	—	—	5,800	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:06 pm EST	MARINUS PHARMACEUTICALS INCMRNS	Masuoka K. LorianneChief Medical Officer	150,000	—	—	150,000	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:06 pm EST	SENSIENT TECHNOLOGIES CORPSXT	Paul ManningPresident & CEO, Director	39,100	—	—	39,100	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:06 pm EST	MARINUS PHARMACEUTICALS INCMRNS	Timothy M MaylebenDirector	35,000	—	—	35,000	—
Dec 8, 2017 AForm 4 →	Dec 8, 4:06 pm EST	WESCO INTERNATIONAL INCWCC	Lynn M UtterDirector	1,461	—	—	16,136	—
Jul 19, 2017 AForm 4/A →	Dec 8, 4:07 pm EST	Dare Bioscience, Inc.DARE	Susan L. KelleyDirector	2,000	—	—	2,000	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:07 pm EST	SCHOLASTIC CORPSCHL	Alan J BoykoPresident, Schl Book Fairs	7,327	—	—	7,130	—
Dec 7, 2017 MForm 4 →	Dec 8, 4:07 pm EST	Karyopharm Therapeutics Inc.KPTI	Michael KauffmanChief Executive Officer, Director	10,000	—	—	29,394	—
Jul 19, 2017 AForm 4/A →	Dec 8, 4:08 pm EST	Dare Bioscience, Inc.DARE	William H RastetterDirector	2,000	—	—	2,000	—
Feb 23, 2017 AForm 4/A →	Dec 8, 4:08 pm EST	MCCLATCHY COMNI	Craig I FormanCEO, Director	23,070	—	—	23,070	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:08 pm EST	FUEL TECH, INC.FTEK	Dennis L ZeitlerDirector	44,000	—	—	44,000	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:08 pm EST	SENSIENT TECHNOLOGIES CORPSXT	Stephen J RolfsSenior VP & CFO	11,700	—	—	11,700	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:08 pm EST	HALLIBURTON COHAL	Myrtle L JonesSenior Vice Pres - Tax	5,800	—	—	5,800	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:09 pm EST	FUEL TECH, INC.FTEK	Thomas S ShawDirector	44,000	—	—	44,000	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:10 pm EST	SENSIENT TECHNOLOGIES CORPSXT	John J ManningVP, General Counsel, Secretary	4,900	—	—	4,900	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:10 pm EST	FUEL TECH, INC.FTEK	Douglas G BaileyDirector	44,000	—	—	44,000	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:10 pm EST	HALLIBURTON COHAL	David J LesarExec Chairman of the Board, Director	77,899	—	—	77,899	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:12 pm EST	SENSIENT TECHNOLOGIES CORPSXT	Kimberly A MorinVP, Human Resources	3,900	—	—	3,900	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:12 pm EST	HALLIBURTON COHAL	Timothy McKeonVice Pres and Treasurer	5,800	—	—	5,800	—
Nov 27, 2017 MForm 4 →	Dec 8, 4:12 pm EST	Cytosorbents CorpCTSO	Vincent CapponiChief Operating Officer	4,000	—	—	12,000	—	late
Dec 6, 2017 AForm 4 →	Dec 8, 4:14 pm EST	HALLIBURTON COHAL	Jeffrey Allen MillerDirector, President & CEO, Director	128,500	—	—	128,500	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:15 pm EST	EXACT SCIENCES CORPEXAS	Kevin T ConroyPresident and CEO, Director	121,849	—	—	624,355	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:15 pm EST	SENSIENT TECHNOLOGIES CORPSXT	Jeffrey MakalVP Controller & CAO	2,300	—	—	2,300	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:16 pm EST	HALLIBURTON COHAL	Lawrence J PopeEVP Administration & CHRO	34,300	—	—	34,300	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:18 pm EST	SENSIENT TECHNOLOGIES CORPSXT	Kim ChaseVP and Treasurer	1,100	—	—	1,100	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:18 pm EST	TILLY'S, INC.TLYS	Debbie Anker-MorrisChief Merchandising Officer	59,562	—	—	18,750	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:18 pm EST	HALLIBURTON COHAL	Joe D RaineyPres., Eastern Hemisphere	45,900	—	—	45,900	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:19 pm EST	Argo Group International Holdings, Ltd.AGII	Jay Stanley BullockChief Financial Officer	11,252	—	—	0	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:19 pm EST	MARINUS PHARMACEUTICALS INCMRNS	Nicole VitulloDirector	35,000	—	—	35,000	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:20 pm EST	Hillenbrand, Inc.HI	Christopher H TrainorSenior Vice President	18,018	—	—	18,018	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:20 pm EST	Hillenbrand, Inc.HI	Joe Anthony RaverPresident and CEO, Director	90,090	—	—	90,090	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:20 pm EST	Hillenbrand, Inc.HI	Kimberly K RyanSenior Vice President	19,519	—	—	19,519	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:20 pm EST	Hillenbrand, Inc.HI	Nicholas R FarrellVP, GC, Sec,Chief Compl Off	9,009	—	—	9,009	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:20 pm EST	Hillenbrand, Inc.HI	Kristina A. CernigliaSR VP, Chief Financial Officer	22,522	—	—	22,522	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:20 pm EST	Hillenbrand, Inc.HI	Diane R BohmanSr VP, Strat & Corp Dev	9,009	—	—	9,009	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:20 pm EST	Hillenbrand, Inc.HI	Eric M TeegardenVP, Controller & CAO	3,723	—	—	3,723	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:20 pm EST	Hillenbrand, Inc.HI	Glennis A. WilliamsSr. V.P., Chief HR Officer	6,006	—	—	6,006	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:20 pm EST	Hillenbrand, Inc.HI	James A. HoovenVP, Hillenbrand Oper Model	3,723	—	—	3,723	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:20 pm EST	SENSIENT TECHNOLOGIES CORPSXT	Robert WilkinsPresident, Asia Pacific Group	6,700	—	—	6,700	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:21 pm EST	HALLIBURTON COHAL	Robb L. VoylesEVP, Sec & General Counsel	34,300	—	—	34,300	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:21 pm EST	FIVE BELOW, INCFIVE	Kenneth R BullCFO & Treasurer	15,946	—	—	4,696	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:22 pm EST	SOPHIRIS BIO INC.SPHS	Allison HulmeChief Operating Officer, Director	8,000	—	—	8,000	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:22 pm EST	HALLIBURTON COHAL	Christopher T WeberEVP & Chief Financial Officer	34,300	—	—	34,300	—
Dec 7, 2017 MForm 4 →	Dec 8, 4:22 pm EST	CDW CorpCDW	Neal J. CampbellSee Remarks	2,000	—	—	53,672	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:22 pm EST	AGIOS PHARMACEUTICALS INCAGIO	Scott BillerChief Scientific Officer	46,795	—	—	31,818	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:23 pm EST	SOPHIRIS BIO INC.SPHS	Peter T SloverChief Financial Officer	12,768	—	—	12,768	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:24 pm EST	SENSIENT TECHNOLOGIES CORPSXT	Michael C GeraghtyPresident, Color Group	7,800	—	—	7,800	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:24 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Anne McCallionChief Enterprise Ops Officer	10,000	—	—	640,720	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:25 pm EST	SOPHIRIS BIO INC.SPHS	Randall E WoodsPresident & Chief Exec Officer, Director	107,995	—	—	107,995	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:26 pm EST	SENSIENT TECHNOLOGIES CORPSXT	Gautam GroverPres, Flavors & Fragrances Grp	6,700	—	—	6,700	—
Dec 7, 2017 MForm 4 →	Dec 8, 4:29 pm EST	FIVE BELOW, INCFIVE	Michael RomankoEVP of Merchandising	12,454	—	—	12,454	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:29 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	Bandel L Carano +6Director, 10% Owner	1,374	—	—	79,031	—
Dec 7, 2017 MForm 4 →	Dec 8, 4:30 pm EST	Amphastar Pharmaceuticals, Inc.AMPH	Stephen B. ShohetDirector	7,862	—	—	7,866	—
Dec 6, 2017 PForm 4/A →	Dec 8, 4:33 pm EST	WillScot CorpWSC	Stephen RobertsonDirector, 10% Owner	8,024,419	—	—	8,024,419	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:33 pm EST	COTT CORP /CN/COT	Jeremy S G FowdenChief Executive Officer, Director	350,103	—	—	350,103	—
Dec 6, 2017 PForm 4/A →	Dec 8, 4:33 pm EST	WillScot CorpWSC	Sapphire Holding S.a r.l. +310% Owner	8,024,419	—	—	8,024,419	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:34 pm EST	HOLOGIC INCHOLX	Stephen P MacmillanChairman, President and CEO, Director	47,668	—	—	0	—
Dec 8, 2017 XForm 4 →	Dec 8, 4:35 pm EST	Customers Bancorp, Inc.CUBI	Rick BurkeyDirector	6,413	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 8, 4:40 pm EST	CLOROX CO /DE/CLX	Benno O DorerChairman & CEO, Director	14,380	—	—	0	—	amended
Dec 6, 2017 MForm 4 →	Dec 8, 4:42 pm EST	SUMMIT FINANCIAL GROUP INCSMMF	H Charles Maddy IIIPresident & CEO, Director	13,940	—	—	20,910	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:42 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Kent S EllertPresident & CEO, Director	11,584	—	—	394,470	—
Dec 6, 2017 MForm 4 →	Dec 8, 4:48 pm EST	Red Lion Hotels CORPRLH	Thomas L McKeirnanE.V.P. & General Counsel	22,000	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:49 pm EST	MSG NETWORKS INC.MSGN	William J BellDirector	6,261	—	—	18,017	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:50 pm EST	MSG NETWORKS INC.MSGN	Charles F Dolan +1Director, 10% Owner	6,261	—	—	35,597	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:52 pm EST	MSG NETWORKS INC.MSGN	Paul Joseph DolanDirector	6,261	—	—	18,017	—
Dec 6, 2017 CForm 4 →	Dec 8, 4:53 pm EST	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	60,000	—	—	5,728,147	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:54 pm EST	MSG NETWORKS INC.MSGN	Quentin F DolanDirector	6,261	—	—	18,017	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:54 pm EST	MSG NETWORKS INC.MSGN	Thomas Charles DolanDirector	6,261	—	—	35,597	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:55 pm EST	ECOLAB INC.ECL	Douglas M Baker Jr.Chairman and CEO, Director	172,742	—	—	172,742	—
Dec 6, 2017 XForm 4 →	Dec 8, 4:56 pm EST	Senseonics Holdings, Inc.SENS	Peter J Barris10% Owner	139,645	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:56 pm EST	MSG NETWORKS INC.MSGN	Wilton J. Hildenbrand Jr.Director	6,261	—	—	27,218	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:57 pm EST	MSG NETWORKS INC.MSGN	Joseph LhotaDirector	6,261	—	—	11,648	—
Dec 6, 2017 AForm 4 →	Dec 8, 4:58 pm EST	ECOLAB INC.ECL	Christophe BeckEVP & Pres-Global Water	20,729	—	—	20,729	—
Dec 7, 2017 ADForm 4 →	Dec 8, 4:58 pm EST	PharMerica CORPPMC	Robert E. DriesCFO	56,452	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 8, 4:59 pm EST	MSG NETWORKS INC.MSGN	Joel M. LitvinDirector	6,261	—	—	18,017	—
Dec 6, 2017 MForm 4 →	Dec 8, 5:00 pm EST	IRONWOOD PHARMACEUTICALS INCIRWD	Peter M HechtChief Executive Officer, Director	140,000	—	—	0	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:00 pm EST	ECOLAB INC.ECL	Larry L BergerExecutive VP & CTO	13,819	—	—	13,819	—
Dec 6, 2017 MForm 4 →	Dec 8, 5:00 pm EST	PACIFIC MERCANTILE BANCORPPMBC	Kittridge ChamberlainEVP Corporate Finance	10,203	—	—	4,577	—
Dec 7, 2017 MForm 4 →	Dec 8, 5:03 pm EST	TIME WARNER INC.TWX	Jeffrey L BewkesChairman of the Board and CEO, Director	477,054	—	—	0	—
Dec 6, 2017 CForm 4 →	Dec 8, 5:04 pm EST	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	50,000	—	—	7,852,826	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:05 pm EST	Microbot Medical Inc.MBOT	Yoseph BornsteinDirector, 10% Owner	38,095	—	—	38,095	—
Dec 6, 2017 MForm 4 →	Dec 8, 5:06 pm EST	TEGNA INCTGNA	Clifton A. McClelland IIISVP, Cntlr and Prin. Acc. Off.	7,740	—	—	0	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:07 pm EST	Microbot Medical Inc.MBOT	Scott R BurellDirector	38,095	—	—	38,095	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:07 pm EST	ECOLAB INC.ECL	Alex N BlancoEVP and Chief Supply Chain Off	13,819	—	—	13,819	—
Dec 8, 2017 MForm 4 →	Dec 8, 5:09 pm EST	VAIL RESORTS INCMTN	Michele RomanowDirector	1,147	—	—	0	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:09 pm EST	Microbot Medical Inc.MBOT	Martin J. MaddenDirector	38,095	—	—	38,095	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:10 pm EST	ECOLAB INC.ECL	Thomas W HandleyPresident and COO	34,548	—	—	34,548	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:12 pm EST	Microbot Medical Inc.MBOT	Yoav Zvi WaizerDirector	38,095	—	—	38,095	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:12 pm EST	ECOLAB INC.ECL	Michael A HickeyEVP & Pres. Global Inst.	20,729	—	—	20,729	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:15 pm EST	ECOLAB INC.ECL	Roberto InchausteguiEVP & Pres.-Global Serv & Spec	17,274	—	—	17,274	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:17 pm EST	ECOLAB INC.ECL	Bruno LavandierSVP & Corporate Controller	5,182	—	—	5,182	—
Apr 10, 2017 GWForm 5 →	Dec 8, 5:19 pm EST	Broadcom LtdAVGO	Henry SamueliChief Technical Officer, Director	5,758	—	—	0	—	amended
Nov 18, 2017 AForm 4 →	Dec 8, 5:19 pm EST	Adient plcADNT	R Bruce McDonaldChairman and CEO, Director	12,797	—	—	379,168	—	late
Dec 6, 2017 AForm 4 →	Dec 8, 5:20 pm EST	ECOLAB INC.ECL	Laurie M MarshExecutive VP - Human Resources	10,364	—	—	10,364	—
Dec 6, 2017 CForm 4 →	Dec 8, 5:20 pm EST	FIRST DATA CORPFDC	Andrew GelbSee remarks	1,125	—	—	86,596	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:22 pm EST	ECOLAB INC.ECL	Michael C. McCormickEx.VP, GC & Secretary	13,819	—	—	13,819	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:22 pm EST	ARADIGM CORPARDM	Juergen Kurt FroehlichChief Medical Officer	50,000	—	—	50,000	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:24 pm EST	ARADIGM CORPARDM	Nancy E PecotaVP and CFO	40,000	—	—	40,000	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:24 pm EST	ECOLAB INC.ECL	Timothy P MulhereEVP & Regions President	20,729	—	—	20,729	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:25 pm EST	ARADIGM CORPARDM	Igor GondaChief Executive Officer, Director	60,000	—	—	60,000	—
Dec 7, 2017 WForm 4 →	Dec 8, 5:26 pm EST	REATA PHARMACEUTICALS INCRETA	William Rose +7Director, 10% Owner	3,755,996	—	—	0	—
Dec 6, 2017 MForm 4 →	Dec 8, 5:26 pm EST	ABBOTT LABORATORIESABT	Miles D WhiteChairman and CEO, Director	530,000	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 8, 5:26 pm EST	RADISYS CORPRSYS	Niel RansomDirector	6,872	—	—	13,743	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:26 pm EST	ECOLAB INC.ECL	Daniel J SchmechelChief Financial Officer	31,093	—	—	31,093	—
Dec 6, 2017 CForm 4 →	Dec 8, 5:26 pm EST	Nutanix, Inc.NTNX	Khosla Ventures IV, L.P. +4Other	1,650,000	—	—	698,491	—
Dec 7, 2017 MForm 4 →	Dec 8, 5:27 pm EST	RADISYS CORPRSYS	C Scott GibsonDirector	6,872	—	—	13,743	—
Dec 7, 2017 WForm 4 →	Dec 8, 5:27 pm EST	REATA PHARMACEUTICALS INCRETA	William Rose +6Director, 10% Owner	1,877,998	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 8, 5:27 pm EST	RADISYS CORPRSYS	Michael G HluchyjDirector	6,872	—	—	21,184	—
Dec 7, 2017 MForm 4 →	Dec 8, 5:27 pm EST	RADISYS CORPRSYS	Hubert de PesquidouxDirector	6,872	—	—	13,743	—
Dec 7, 2017 MForm 4 →	Dec 8, 5:27 pm EST	RADISYS CORPRSYS	Ronald J De LangeDirector	6,872	—	—	21,946	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:29 pm EST	ECOLAB INC.ECL	Stephen M TaylorEVP and Pres. - Nalco Champion	20,729	—	—	20,729	—
Dec 6, 2017 AForm 4 →	Dec 8, 5:33 pm EST	ECOLAB INC.ECL	Jill S WyantEVP & Pres. - Global F&B	20,729	—	—	20,729	—
Dec 7, 2017 AForm 4 →	Dec 8, 5:34 pm EST	MEDNAX, INC.MD	John C PepiaPrincipal Accounting Officer	7,862	—	—	7,862	—
Dec 7, 2017 AForm 4 →	Dec 8, 5:35 pm EST	MEDNAX, INC.MD	David A. ClarkPres. Mednax Natl Med Group	14,741	—	—	14,741	—
Dec 7, 2017 AForm 4 →	Dec 8, 5:36 pm EST	MEDNAX, INC.MD	Dominic J AndreanoSVP, General Counsel and Secy	9,828	—	—	9,828	—
Dec 8, 2017 MForm 4 →	Dec 8, 5:44 pm EST	WILEY JOHN & SONS, INC.JWA/JWB	Gary M RinckEVP and General Counsel	5,488	—	—	24,512	—
Dec 6, 2017 MForm 4 →	Dec 8, 5:53 pm EST	AIRGAIN INCAIRG	Glenn SelboChief Operating Officer	10,000	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 8, 5:54 pm EST	Denali Therapeutics Inc.DNLI	Douglas G. ColeDirector	47,165	—	—	47,165	—
Dec 7, 2017 AForm 4 →	Dec 8, 5:55 pm EST	Denali Therapeutics Inc.DNLI	Jay T FlatleyDirector	47,165	—	—	47,165	—
Dec 7, 2017 AForm 4 →	Dec 8, 5:57 pm EST	Denali Therapeutics Inc.DNLI	Robert NelsenDirector, 10% Owner	47,165	—	—	47,165	—
Dec 7, 2017 AForm 4 →	Dec 8, 5:58 pm EST	Denali Therapeutics Inc.DNLI	Vicki L SatoDirector	47,165	—	—	47,165	—
Dec 7, 2017 AForm 4 →	Dec 8, 5:59 pm EST	Denali Therapeutics Inc.DNLI	David P SchenkeinDirector	47,165	—	—	47,165	—
Dec 7, 2017 AForm 4 →	Dec 8, 6:00 pm EST	Denali Therapeutics Inc.DNLI	Marc Tessier-LavigneDirector	47,165	—	—	47,165	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:05 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Robert C Biesterfeld Jr.President, N American Surface	31,720	—	—	31,720	—
Dec 6, 2017 MForm 4 →	Dec 8, 6:06 pm EST	Hyatt Hotels CorpH	Mark Samuel HoplamazianSee Remarks, Director	61,121	—	—	0	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:07 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Ben G CampbellVP, General Counsel, Secretary	26,430	—	—	26,430	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:08 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Andrew C ClarkeChief Financial Officer	31,720	—	—	31,720	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:10 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Angela K. FreemanVP, Human Resources	26,430	—	—	26,430	—
Dec 7, 2017 AForm 4 →	Dec 8, 6:11 pm EST	MSG NETWORKS INC.MSGN	John L SykesDirector	6,261	—	—	18,927	—
Dec 6, 2017 MForm 4 →	Dec 8, 6:12 pm EST	LANDMARK BANCORP INCLARK	Michael E ScheopnerPresident / CEO, Director	1,209	—	—	27,539	—
Dec 7, 2017 AForm 4 →	Dec 8, 6:12 pm EST	MSG NETWORKS INC.MSGN	Brian Sweeney +1Director	6,261	—	—	35,597	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:13 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Chad LindbloomVP, Chief Financial Officer	31,720	—	—	31,720	—
Dec 7, 2017 AForm 4 →	Dec 8, 6:15 pm EST	MSG NETWORKS INC.MSGN	Hank RatnerDirector	6,261	—	—	18,017	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:16 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Chris ObrienSenior Vice President	29,960	—	—	29,960	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:20 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Jordan T KassPresident, Managed Services	15,860	—	—	15,860	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:22 pm EST	A10 Networks, Inc.ATEN	Gunter ReissVP Worldwide Mktg & Bus Dev	75,000	—	—	75,000	—	amended
Dec 6, 2017 AForm 4 →	Dec 8, 6:22 pm EST	C H ROBINSON WORLDWIDE INCCHRW	James LemkeSenior Vice President	28,190	—	—	28,190	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:25 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Michael John ShortPresident, Robinson Fresh	28,190	—	—	28,190	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:28 pm EST	C H ROBINSON WORLDWIDE INCCHRW	John WiehoffCEO, Director	167,370	—	—	167,370	—
Dec 7, 2017 MForm 4 →	Dec 8, 6:36 pm EST	NAUTILUS, INC.NLS	Ronald P BadieDirector	20,000	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 8, 6:44 pm EST	VEEVA SYSTEMS INCVEEV	Paul J SekhriDirector	20,000	—	—	20,000	—
Dec 6, 2017 AForm 4 →	Dec 8, 6:48 pm EST	Globalstar, Inc.GSAT	David B. KaganPresident & COO	750,000	—	—	750,000	—
Dec 6, 2017 MForm 4 →	Dec 8, 6:53 pm EST	SANGAMO THERAPEUTICS, INCSGMO	Edward R. ConnerSr. VP & Chief Medical Officer	5,000	—	—	195,000	—
Dec 7, 2017 MForm 4 →	Dec 8, 6:59 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Carlos S BoriSVP, Sales & Marketing	3,850	—	—	1,500	—
Dec 7, 2017 MForm 4 →	Dec 8, 7:00 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	Liam GriffinPresident and CEO, Director	10,500	—	—	10,500	—
Dec 6, 2017 MForm 4 →	Dec 8, 7:35 pm EST	Live Nation Entertainment, Inc.LYV	Joe BerchtoldChief Operating Officer	20,000	—	—	106,100	—
Dec 6, 2017 MForm 4 →	Dec 8, 7:37 pm EST	Live Nation Entertainment, Inc.LYV	Michael RapinoPresident & CEO, Director	210,000	—	—	1,580,000	—
Oct 25, 2017 AForm 4 →	Dec 8, 7:38 pm EST	IRIDEX CORPIRIX	George R MarcellinoDirector	30,000	—	—	30,000	—	late
Dec 8, 2017 MForm 4 →	Dec 8, 7:59 pm EST	CareDx, Inc.CDNA	James P YeeChief Medical Officer	29,197	—	—	0	—
Dec 8, 2017 AForm 4 →	Dec 8, 8:00 pm EST	ELECTRONICS FOR IMAGING INCEFII	Marc D OlinChief Financial Officer	29,163	—	—	9,721	—
Dec 8, 2017 AForm 4 →	Dec 8, 8:01 pm EST	ELECTRONICS FOR IMAGING INCEFII	Guy GechtChief Executive Officer, Director	145,819	—	—	48,606	—
Dec 6, 2017 MForm 4 →	Dec 8, 8:05 pm EST	Oaktree Capital Group, LLCOAK	Howard S MarksCo-Chairman, Director	125,000	—	—	16,933,600	—
Dec 6, 2017 MForm 4 →	Dec 8, 8:05 pm EST	Oaktree Capital Group, LLCOAK	Todd E MolzSee Remarks	2,000	—	—	200,304	—
Dec 6, 2017 MForm 4 →	Dec 8, 8:18 pm EST	Oaktree Capital Group, LLCOAK	John FrankVice Chairman, Director	3,250	—	—	2,097,147	—
Dec 7, 2017 AForm 4 →	Dec 8, 8:41 pm EST	Trilogy Metals Inc.TMQ	Tony GiardiniDirector	75,000	—	—	75,000	—
Dec 7, 2017 AForm 4 →	Dec 8, 8:42 pm EST	Trilogy Metals Inc.TMQ	William Beckwith HaydenDirector	75,000	—	—	75,000	—
Dec 7, 2017 AForm 4 →	Dec 8, 8:43 pm EST	Trilogy Metals Inc.TMQ	Gregory A. LangDirector	75,000	—	—	75,000	—
Dec 7, 2017 AForm 4 →	Dec 8, 8:44 pm EST	Trilogy Metals Inc.TMQ	Kalidas V MadhavpeddiDirector	75,000	—	—	75,000	—
Dec 7, 2017 AForm 4 →	Dec 8, 8:46 pm EST	Trilogy Metals Inc.TMQ	Gerald James McConnellDirector	75,000	—	—	75,000	—
Dec 7, 2017 AForm 4 →	Dec 8, 8:47 pm EST	Trilogy Metals Inc.TMQ	Elaine SandersVP and CFO	500,000	—	—	400,001	—
Dec 6, 2017 MForm 4 →	Dec 8, 8:47 pm EST	STARBUCKS CORPSBUX	Joshua Cooper RamoDirector	60,000	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 8, 8:49 pm EST	Trilogy Metals Inc.TMQ	Janice StairsDirector	75,000	—	—	75,000	—
Dec 7, 2017 AForm 4 →	Dec 8, 8:50 pm EST	Trilogy Metals Inc.TMQ	Diana J WaltersDirector	75,000	—	—	75,000	—
Dec 8, 2017 MForm 4 →	Dec 8, 9:08 pm EST	AMERICAN VANGUARD CORPAVD	David` T. JohnsonCHIEF FINANCIAL OFFICER	6,779	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 8, 9:30 pm EST	FOX FACTORY HOLDING CORPFOXF	Zvi GlasmanCFO and Treasurer	5,000	—	—	101,231	—
Dec 7, 2017 MForm 4 →	Dec 11, 8:14 am EST	UNITED THERAPEUTICS CorpUTHR	Paul A MahonEVP & General Counsel	6,000	—	—	57,500	—
Dec 8, 2017 MForm 4 →	Dec 11, 8:46 am EST	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	1	—	—	0	—
Dec 21, 2016 AForm 4 →	Dec 11, 2017, 9:22 am EST	PATRIOT TRANSPORTATION HOLDING, INC.PATI	Robert E SandlinPresident & CEO	80,000	—	—	80,000	—	late
Dec 8, 2017 MForm 4 →	Dec 11, 10:18 am EST	NEW PEOPLES BANKSHARES INCNWPP	John D CoxDirector	7,721	—	—	0	—
Dec 6, 2017 MForm 4 →	Dec 11, 10:28 am EST	BRUKER CORPBRKR	Richard A PackerDirector	6,000	—	—	0	—	late
Dec 6, 2017 MForm 4 →	Dec 11, 10:29 am EST	BRUKER CORPBRKR	William A LintonDirector	6,000	—	—	0	—	late
Dec 11, 2017 AForm 4 →	Dec 11, 10:58 am EST	FINISH LINE INC /IN/FINL	Melissa A. GreenwellEVP, COO	308	—	—	1,096	—
Dec 11, 2017 AForm 4 →	Dec 11, 11:00 am EST	FINISH LINE INC /IN/FINL	John J. HallEVP, Divisional President, CMO	268	—	—	709	—
Dec 11, 2017 AForm 4 →	Dec 11, 11:01 am EST	FINISH LINE INC /IN/FINL	David A. HigginsVP, Corporate Controller	12	—	—	31	—
Dec 11, 2017 AForm 4 →	Dec 11, 11:02 am EST	FINISH LINE INC /IN/FINL	Samuel M SatoCEO, Director	1,598	—	—	5,348	—
Dec 11, 2017 AForm 4 →	Dec 11, 11:03 am EST	FINISH LINE INC /IN/FINL	Albert J. SuteraEVP, CITO	250	—	—	789	—
Dec 11, 2017 AForm 4 →	Dec 11, 11:03 am EST	FINISH LINE INC /IN/FINL	Edward W WilhelmEVP, Chief Financial Officer	387	—	—	1,432	—
Dec 8, 2017 MForm 4 →	Dec 11, 11:28 am EST	UNIVERSAL HEALTH SERVICES INCUHS	Alan B MillerChairman and CEO, Director, 10% Owner	140,000	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 11, 11:31 am EST	UNIVERSAL HEALTH SERVICES INCUHS	Marc D MillerPresident, Director	22,500	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 11, 11:38 am EST	UNIVERSAL HEALTH SERVICES INCUHS	Steve FiltonExecutive Vice President & CFO	70,000	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 11, 11:43 am EST	UNIVERSAL HEALTH SERVICES INCUHS	Marvin G. PemberExecutive Vice President	37,500	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 11, 12:20 pm EST	Ascena Retail Group, Inc.ASNA	Steven KirshenbaumDirector	12,343	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 11, 12:23 pm EST	Ascena Retail Group, Inc.ASNA	Carl RubinDirector	12,343	—	—	0	—
Dec 8, 2017 DForm 4 →	Dec 11, 12:26 pm EST	Ascena Retail Group, Inc.ASNA	Linda YaccarinoDirector	12,859	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 11, 12:28 pm EST	MASCO CORP /DE/MAS	Renee StraberVP - Chief HR Officer	7,000	—	—	10,094	—
Dec 10, 2017 MForm 4 →	Dec 11, 12:30 pm EST	Ascena Retail Group, Inc.ASNA	Katie J BayneDirector	4,235	—	—	4,237	—
Dec 7, 2017 MForm 4 →	Dec 11, 12:33 pm EST	HNI CORPHNI	Stanley A AskrenChairman, President & CEO, Director	9,524	—	—	14,280	—
Dec 10, 2017 MForm 4 →	Dec 11, 12:33 pm EST	Ascena Retail Group, Inc.ASNA	Catherine Elizabeth BuggelnDirector	364	—	—	365	—
Dec 8, 2017 AForm 4 →	Dec 11, 12:33 pm EST	MINERALS TECHNOLOGIES INCMTX	Joseph C. BreunigDirector	3	—	—	4,075	—
Dec 8, 2017 AForm 4 →	Dec 11, 12:34 pm EST	MINERALS TECHNOLOGIES INCMTX	John J CarmolaDirector	5	—	—	7,151	—
Dec 8, 2017 AForm 4 →	Dec 11, 12:34 pm EST	MINERALS TECHNOLOGIES INCMTX	Robert L ClarkDirector	11	—	—	14,619	—
Dec 8, 2017 AForm 4 →	Dec 11, 12:35 pm EST	MINERALS TECHNOLOGIES INCMTX	Duane DunhamDirector	19	—	—	26,253	—
Dec 8, 2017 AForm 4 →	Dec 11, 12:35 pm EST	MINERALS TECHNOLOGIES INCMTX	Franklin FederDirector	0	—	—	120	—
Dec 8, 2017 AForm 4 →	Dec 11, 12:36 pm EST	MINERALS TECHNOLOGIES INCMTX	Carolyn K PittmanDirector	0	—	—	214	—
Dec 8, 2017 AForm 4 →	Dec 11, 12:37 pm EST	MINERALS TECHNOLOGIES INCMTX	Marc E RobinsonDirector	7	—	—	9,233	—
Dec 8, 2017 AForm 4 →	Dec 11, 12:37 pm EST	MINERALS TECHNOLOGIES INCMTX	Donald C WinterDirector	8	—	—	10,635	—
Dec 7, 2017 MForm 4 →	Dec 11, 12:41 pm EST	FORWARD AIR CORPFWRD	Chris C RublePresident - Expedited Services	23,020	—	—	6,252	—
Dec 7, 2017 MForm 4 →	Dec 11, 12:50 pm EST	IRON MOUNTAIN INCIRM	Deborah MarsonExec. VP, GC & Secretary	2,157	—	—	4,323	—
Nov 13, 2017 PForm 4 →	Dec 11, 12:51 pm EST	TEL INSTRUMENT ELECTRONICS CORPTIK	Vincent J. Dowling Jr.10% Owner	333,333	—	—	333,333	—	late
Dec 8, 2017 JForm 4 →	Dec 11, 1:11 pm EST	ASPEN INSURANCE HOLDINGS LTDAHL	Richard Matthew ThorntonFormer Group COO	13,567	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 11, 1:37 pm EST	ARCHER DANIELS MIDLAND COADM	Alan L BoeckmannDirector	319	—	—	41,629	—
Dec 7, 2017 AForm 4 →	Dec 11, 1:37 pm EST	ARCHER DANIELS MIDLAND COADM	Terrell K CrewsDirector	182	—	—	23,764	—
Dec 7, 2017 AForm 4 →	Dec 11, 1:38 pm EST	ARCHER DANIELS MIDLAND COADM	Pierre DufourDirector	186	—	—	24,251	—
Dec 7, 2017 AForm 4 →	Dec 11, 1:38 pm EST	ARCHER DANIELS MIDLAND COADM	Donald E FelsingerDirector	361	—	—	47,084	—
Dec 7, 2017 AForm 4 →	Dec 11, 1:38 pm EST	ARCHER DANIELS MIDLAND COADM	Suzan F. HarrisonDirector	11	—	—	1,467	—
Dec 7, 2017 AForm 4 →	Dec 11, 1:39 pm EST	ARCHER DANIELS MIDLAND COADM	Patrick J MooreDirector	394	—	—	51,361	—
Dec 7, 2017 AForm 4 →	Dec 11, 1:40 pm EST	ARCHER DANIELS MIDLAND COADM	Francisco J SanchezDirector	95	—	—	12,377	—
Dec 7, 2017 AForm 4 →	Dec 11, 1:40 pm EST	ARCHER DANIELS MIDLAND COADM	Debra A. SandlerDirector	38	—	—	4,993	—
Dec 7, 2017 AForm 4 →	Dec 11, 1:40 pm EST	ARCHER DANIELS MIDLAND COADM	Daniel ShihDirector	139	—	—	18,135	—
Dec 7, 2017 AForm 4 →	Dec 11, 1:40 pm EST	ARCHER DANIELS MIDLAND COADM	Kelvin R WestbrookDirector	383	—	—	49,972	—
Dec 7, 2017 MForm 4 →	Dec 11, 1:41 pm EST	Investar Holding CorpISTR	Ryan P FinnanEVP, Banking President	3,000	—	—	8,000	—
Dec 8, 2017 AForm 4 →	Dec 11, 1:42 pm EST	TORO COTTC	Judy L AltmaierVP, Exmark	7,600	—	—	7,600	—
Dec 10, 2017 MForm 4 →	Dec 11, 1:42 pm EST	Ascena Retail Group, Inc.ASNA	Krill Katherine LawtherDirector	4,235	—	—	4,237	—
Dec 10, 2017 MForm 4 →	Dec 11, 1:46 pm EST	Ascena Retail Group, Inc.ASNA	Randy L PearceDirector	364	—	—	365	—
Dec 8, 2017 AForm 4 →	Dec 11, 1:46 pm EST	TORO COTTC	William E Brown Jr.Group VP, Res & Cont	19,800	—	—	19,800	—
Dec 8, 2017 AForm 4 →	Dec 11, 1:50 pm EST	TORO COTTC	Philip A BurkartVP, Irrig. & Lighting Business	6,100	—	—	6,100	—
Dec 8, 2017 MForm 4 →	Dec 11, 1:52 pm EST	NETGEAR, INCNTGR	Tamesa RogersSVP, Human Resources	1,500	—	—	1,561	—
Dec 8, 2017 AForm 4 →	Dec 11, 2:09 pm EST	TORO COTTC	Amy E DahlVP, HR & Distributor Devel.	13,200	—	—	13,200	—
Dec 8, 2017 MForm 4 →	Dec 11, 2:09 pm EST	EMERSON ELECTRIC COEMR	Edgar M Purvis Jr.Exec. Vice President and COO	10,000	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 2:16 pm EST	IXYS CORP /DE/IXYS	Donald L FeuchtDirector	5,000	—	—	60,000	—
Dec 7, 2017 MForm 4 →	Dec 11, 2:18 pm EST	IXYS CORP /DE/IXYS	Timothy A RichardsonDirector	35,801	—	—	65,000	—
Dec 8, 2017 AForm 4 →	Dec 11, 2:20 pm EST	TORO COTTC	Timothy P DordellVP, Secretary, General Counsel	19,000	—	—	19,000	—
Dec 8, 2017 AForm 4 →	Dec 11, 2:24 pm EST	TORO COTTC	Blake M GramsVP, Global Operations	9,900	—	—	9,900	—
Dec 8, 2017 AForm 4 →	Dec 11, 2:29 pm EST	TORO COTTC	Bradley A HamiltonGroup VP, Commercial & Intl	14,200	—	—	14,200	—
Dec 8, 2017 MForm 4 →	Dec 11, 2:31 pm EST	USG CORPUSG	Dominic A DannessaExecutive Vice President	6,042	—	—	0	—
Dec 8, 2017 AForm 4 →	Dec 11, 2:33 pm EST	TORO COTTC	Richard M OlsonChairman & CEO, Director	102,400	—	—	102,400	—
Dec 8, 2017 AForm 4 →	Dec 11, 2:37 pm EST	TORO COTTC	Renee J PetersonVP, Treasurer & CFO	28,400	—	—	28,400	—
Dec 8, 2017 MForm 4 →	Dec 11, 2:42 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Robert SchifelliteCorporate Senior VP	59,698	—	—	0	—
Dec 8, 2017 AForm 4 →	Dec 11, 2:42 pm EST	TORO COTTC	Darren L RedetzkeVP, International Business	9,900	—	—	9,900	—
Dec 8, 2017 AForm 4 →	Dec 11, 2:47 pm EST	TORO COTTC	Richard W RodierVP, Commercial	6,600	—	—	6,600	—
Dec 8, 2017 AForm 4 →	Dec 11, 2:51 pm EST	TORO COTTC	Kurt D SvendsenVP, Information Services	5,800	—	—	5,800	—
Dec 10, 2017 MForm 4 →	Dec 11, 3:05 pm EST	Telenav, Inc.TNAV	Lily ToyGeneral Counsel	500	—	—	500	—
Dec 10, 2017 MForm 4 →	Dec 11, 3:08 pm EST	TFS Financial CORPTFSL	Judith Z AdamChief Risk Off of Subsidiary	13,000	—	—	0	—
Dec 10, 2017 MForm 4 →	Dec 11, 3:10 pm EST	TFS Financial CORPTFSL	Paul J HumlChief Operating Officer	4,233	—	—	3,267	—
Dec 10, 2017 MForm 4 →	Dec 11, 3:11 pm EST	TFS Financial CORPTFSL	Anthony J AsherDirector	2,300	—	—	0	—
Dec 10, 2017 MForm 4 →	Dec 11, 3:12 pm EST	TFS Financial CORPTFSL	Martin J CohenDirector	2,300	—	—	0	—
Dec 10, 2017 MForm 4 →	Dec 11, 3:14 pm EST	TFS Financial CORPTFSL	Robert A FialaDirector	2,300	—	—	0	—
Dec 11, 2017 DForm 4 →	Dec 11, 3:18 pm EST	Ocera Therapeutics, Inc.OCRX	Wendall WierengaDirector	52,500	—	—	0	—
Dec 11, 2017 DForm 4 →	Dec 11, 3:19 pm EST	Ocera Therapeutics, Inc.OCRX	Eckard WeberDirector	58,484	—	—	0	—
Dec 11, 2017 DForm 4 →	Dec 11, 3:19 pm EST	Ocera Therapeutics, Inc.OCRX	Anne VanlentDirector	57,235	—	—	0	—
Dec 11, 2017 DForm 4 →	Dec 11, 3:19 pm EST	Ocera Therapeutics, Inc.OCRX	Willard H DereDirector	20,000	—	—	0	—
Dec 11, 2017 DForm 4 →	Dec 11, 3:23 pm EST	Ocera Therapeutics, Inc.OCRX	Michael ByrnesCFO and Treasurer	425,600	—	—	0	—
Dec 11, 2017 DForm 4 →	Dec 11, 3:24 pm EST	Ocera Therapeutics, Inc.OCRX	Steven P JamesDirector	42,500	—	—	0	—
Dec 11, 2017 DForm 4 →	Dec 11, 3:24 pm EST	Ocera Therapeutics, Inc.OCRX	Stan BukofzerChief Medical Officer	508,350	—	—	0	—
Dec 11, 2017 DForm 4 →	Dec 11, 3:25 pm EST	Ocera Therapeutics, Inc.OCRX	Nina S KjellsonDirector	52,500	—	—	0	—
Dec 11, 2017 DForm 4 →	Dec 11, 3:25 pm EST	Ocera Therapeutics, Inc.OCRX	Linda S GraisPresident and CEO, Director	1,400,472	—	—	0	—
Dec 11, 2017 JForm 4 →	Dec 11, 3:35 pm EST	AerCap Holdings N.V.AER	Philip Gene ScruggsPresident & Chief Comm. Off.	320,000	—	—	320,000	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Mario CalastriSVP & Treasurer	17	—	—	4,088	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Terrence R CurtinChief Exec. Officer & Director, Director	14	—	—	3,367	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Joseph B DonahueEVP & COO	9	—	—	2,157	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	John S JenkinsEVP & General Counsel	18	—	—	4,353	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Shadrak W KroegerPres., Communications Solution	2	—	—	421	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Thomas J LynchExecutive Chairman, Director	34	—	—	7,976	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Steven T MerktPresident, Transportation Sol.	132	—	—	31,395	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Heath A MittsEVP & Chief Financial Officer	247	—	—	58,909	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Tim MurphySVP & CHRO	2	—	—	528	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Robert J OttSr VP & Corporate Controller	1	—	—	373	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Eric ReschSr VP & Chief Tax Officer	1	—	—	373	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Kevin N RockPresident, Industrial Solution	52	—	—	12,275	—
Dec 8, 2017 AForm 4 →	Dec 11, 3:38 pm EST	TE Connectivity Ltd.TEL	Joan WainwrightPres., Channel & Customer Exp.	41	—	—	9,741	—
Dec 8, 2017 MForm 4 →	Dec 11, 3:42 pm EST	Eaton Corp plcETN	Nandakumar CheruvatathSee Remarks below.	10,000	—	—	0	—
Dec 1, 2017 AMForm 4 →	Dec 11, 3:50 pm EST	Saker Aviation Services, Inc.SKAS	Alvin S TrenkDirector	200,000	—	—	0	—	late
Dec 1, 2017 AForm 4 →	Dec 11, 3:50 pm EST	Saker Aviation Services, Inc.SKAS	Roy MoskowitzDirector	100,000	—	—	100,000	—	late
Dec 1, 2017 AMForm 4 →	Dec 11, 3:50 pm EST	Saker Aviation Services, Inc.SKAS	William B WachtelDirector, 10% Owner	200,000	—	—	0	—	late
Dec 10, 2017 MForm 4 →	Dec 11, 3:52 pm EST	TFS Financial CORPTFSL	Marc A StefanskiChairman, President and CEO, Director	26,800	—	—	19,667	—
Dec 10, 2017 MForm 4 →	Dec 11, 3:53 pm EST	TFS Financial CORPTFSL	Cathy W ZbanekChief Mkting Off of subsidiary	4,533	—	—	3,867	—
Dec 10, 2017 MForm 4 →	Dec 11, 3:55 pm EST	TFS Financial CORPTFSL	David S HuffmanChief Financial Officer	4,233	—	—	3,267	—
Dec 10, 2017 MForm 4 →	Dec 11, 3:56 pm EST	TFS Financial CORPTFSL	Meredith S WeilCOO of subsidiary, Director	4,533	—	—	3,867	—
Dec 10, 2017 MForm 4 →	Dec 11, 3:58 pm EST	TFS Financial CORPTFSL	Anna Maria P MottaChief Information Officer	13,000	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.