SEC Form 4 · accession 0001127602-17-034245

HOLOGIC INC · HOLX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Dec 6, 2017

Accepted (ET)

Dec 8, 2017 · 4:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000859737

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Dec 6, 2017	M	19,628	—	A	1,415,167	D
Common Stock^F2	Dec 6, 2017	F	9,673	$41.44	D	1,405,494	D
Common Stock^F3,F1,F4	Dec 6, 2017	M	28,040	—	A	1,433,534	D
Common Stock^F6,F4	Dec 8, 2017	J	10,859	$42.69	D	1,422,675	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit Award (Right To Receive)^F1,F7	—	Dec 6, 2017	M	19,628	D	—	—	Common Stock	19,628	0	D
Restricted Stock Unit Award (Right To Receive)^F3,F1,F7	—	Dec 6, 2017	M	28,040	D	—	—	Common Stock	28,040	0	D

F1Restricted stock units are settled in shares of common stock on a one-for-one basis.
F2Includes 898,420 restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F3Represents vested restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan and are voluntarily being reported on Table I.
F4Includes 926,460 restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F5Shares transferred pursuant to marriage settlement agreement.
F6Closing price per share of Hologic stock on the date of transfer.
F7This RSU award vests in four installments beginning on first anniversary of the grant date.