SEC Form 4 · accession 0000045012-17-000273
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T Weber
Officer — EVP & Chief Financial Officer
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 6, 2017 | A | 20,600 | $43.38 | A | 64,628 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common StockF3 | $43.38 | Dec 6, 2017 | A | 34,300 | A | Dec 6, 2017 | Dec 6, 2027 | Common Stock | 34,300 | 34,300 | D |
| Option to Buy Common Stock | $41.90 | holding | — | — | — | Jun 22, 2017 | Jun 22, 2027 | Common Stock | 18,174 | 18,174 | D |
Explanation of responses
- F1Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
- F2On December 6, 2017, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $43.38.
- F3The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.