SEC Form 4 · accession 0000846913-17-000104
FUEL TECH, INC. · FTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Shaw
Director
Period of report
Dec 7, 2017
Accepted (ET)
Dec 8, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000846913
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Option | $0.965 | Dec 7, 2017 | A | 44,000 | A | Dec 7, 2017 | Dec 7, 2027 | Common Stock | 44,000 | 44,000 | D |