SEC Form 4 · accession 0001474506-17-000090
PATRIOT TRANSPORTATION HOLDING, INC. · PATI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Sandlin
Officer — President & CEO
Period of report
Dec 21, 2016
Accepted (ET)
Dec 11, 2017 · 9:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 83 | D | ||
| Common Stock | holding | — | — | — | 4,076 | I | Held in 401k plan | |
| Common Stock | holding | — | — | — | 66 | I | Held by children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $23.12 | Dec 21, 2016 | A | 80,000 | A | Jan 28, 2026 | Dec 20, 2026 | Common Stock | 80,000 | 80,000 | D |
Explanation of responses
- F1The reporting person was awarded stock appreciation rights under the Issuer's Equity Incentive Plan. Vesting of the award is subject to a service condition and a market condition.