SEC Form 4 · accession 0001290919-17-000001
NEW PEOPLES BANKSHARES INC · NWPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Cox
Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 11, 2017 · 10:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | M | 7,721 | $1.75 | A | 58,914 | I | By Spouse |
| Common Stock | holding | — | — | — | 310,268 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $1.75 | Dec 8, 2017 | M | 7,721 | D | Dec 20, 2012 | Dec 20, 2017 | Common Stock | 7,721 | 0 | I |
| Common Stock Warrant | $1.75 | holding | — | — | — | Dec 20, 2012 | Dec 20, 2017 | Common Stock | 10,406 | 10,406 | D |