SEC Form 4 · accession 0001127602-17-034271
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Cooper Ramo
Director
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 8:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2017 | M | 30,000 | $18.15 | A | 61,864 | D | |
| Common StockF2 | Dec 6, 2017 | S | 30,000 | $59.6912 | D | 31,864 | D | |
| Common Stock | Dec 7, 2017 | M | 30,000 | $18.15 | A | 61,864 | D | |
| Common StockF3 | Dec 7, 2017 | S | 30,000 | $59.1654 | D | 31,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $18.15 | Dec 6, 2017 | M | 30,000 | D | — | May 3, 2021 | Common Stock | 30,000 | 30,000 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $18.15 | Dec 7, 2017 | M | 30,000 | D | — | May 3, 2021 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Includes 109 deferred stock units acquired on December 1, 2017, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
- F2This transaction was executed in multiple trades at prices ranging from $59.62 to $59.765. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $59.12 to $59.195. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The options, representing the right to buy a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 3, 2012, May 3, 2013 and May 3, 2014. Exercise price and number of share/option awards have been adjusted to reflect the issuer's 2-for-1 stock split effective April 9, 2015.