SEC Form 4 · accession 0001192482-17-000308
FIVE BELOW, INC · FIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth R Bull
Officer — CFO & Treasurer
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001177609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2017 | M | 300 | $39.70 | A | 59,544 | D | |
| Common Stock | Dec 6, 2017 | S | 300 | $66.00 | D | 59,244 | D | |
| Common stock | Dec 7, 2017 | M | 10,950 | $39.70 | A | 70,194 | D | |
| Common Stock | Dec 7, 2017 | M | 4,696 | $38.71 | A | 74,890 | D | |
| Common Stock | Dec 7, 2017 | S | 15,646 | $66.00 | D | 59,244 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $39.70 | Dec 6, 2017 | M | 300 | D | — | Jul 18, 2023 | Common Stock | 300 | 300 | D |
| Stock Option (right to buy)F1 | $39.70 | Dec 7, 2017 | M | 10,950 | D | — | Jul 18, 2023 | Common Stock | 10,950 | 10,950 | D |
| Stock Option (right to buy)F2 | $38.71 | Dec 7, 2017 | M | 4,696 | D | — | Jun 24, 2024 | Common Stock | 4,696 | 4,696 | D |
Explanation of responses
- F1Stock options are fully vested and exercisable.
- F250% of the option grant vested and became exercisable on June 24, 2016, 25% of the option grant vested and became exercisable on June 24, 2017 and the remaining 25% of the option grant will vest and become exercisable on June 24, 2018.