SEC Form 4 · accession 0000899243-17-028300
CareDx, Inc. · CDNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Yee
Officer — Chief Medical Officer
Period of report
Dec 8, 2017
Accepted (ET)
Dec 8, 2017 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001217234
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | M | 29,197 | $3.3565 | A | 74,795 | D | |
| Common Stock | Dec 8, 2017 | S | 29,197 | $7.00 | D | 45,598 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.3565 | Dec 8, 2017 | M | 29,197 | D | — | Jan 1, 2018 | Common Stock | 29,197 | 0 | D |
Explanation of responses
- F1The shares subject to the option vested monthly over a four year period commencing January 1, 2008 and became fully vested on January 1, 2012.