SEC Form 4 · accession 0001140361-17-045688
AerCap Holdings N.V. · AER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Gene Scruggs
Officer — President & Chief Comm. Off.
Period of report
Dec 11, 2017
Accepted (ET)
Dec 11, 2017 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378789
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Dec 11, 2017 | J | 320,000 | A | — | — | Ordinary Shares | 320,000 | 320,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a right to receive, upon settlement, either (i) a number of Ordinary Shares equal to the number of vested RSUs that become payable upon the applicable vesting date; (ii) an amount of cash equal to the fair market value of such number of Ordinary Shares; or (iii) a combination of items (i) and (ii). This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.
- F2Grant of RSUs.
- F3106,667 of the RSUs will vest on May 31, 2020. A certain percentage of the remaining 213,333 RSUs will vest on May 31, 2020 subject to certain performance goals.