SEC Form 4 · accession 0001209191-17-064839
A10 Networks, Inc. · ATEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gunter Reiss
Officer — VP Worldwide Mktg & Bus Dev
Period of report
Dec 6, 2017
Accepted (ET)
Dec 8, 2017 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2017 | A | 30,000 | $0.00 | A | 134,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.70 | Dec 6, 2017 | A | 75,000 | A | Oct 23, 2018 | Dec 6, 2027 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (11/5/2017), provided that the Reporting Person continues to serve through each vesting date.
- F2One-fourth (1/4) of the shares subject to the option will vest on the first anniversary of the Vesting Commencement Date (10/23/2017), and the remaining shares will vest in equal monthly installments over the following 36 months, provided that the Reporting Person continues to serve through each vesting date.